Associate Financial Advisor

Empirical Wealth Management; Seattle (WA); On-site; USD 60,000 - 100,000; Full time

Job summary

An innovative financial services firm is seeking an Associate Financial Advisor to join their dynamic team. This role offers a unique opportunity to learn and grow under the guidance of experienced professionals, assisting in comprehensive client planning and financial analysis. You will engage with high-net-worth clients, providing tailored investment recommendations and collaborating with a passionate team dedicated to excellence in service. With a strong emphasis on professional development, this position is ideal for motivated individuals eager to advance their careers in finance and contribute to a rapidly growing firm.

Benefits

Comprehensive health insurance

Vision insurance

Dental insurance

Disability insurance

401(k) plan with match

Paid parental leave

Qualifications

• 3-5 years of experience in financial services.
• Strong integrity, communication skills, and motivated team player.

Responsibilities

• Onboard new clients and service existing ones.
• Support comprehensive financial planning including investments and retirement.

Skills

Financial Analysis

Client Communication

Research Skills

Attention to Detail

Technological Proficiency

Education

Bachelor’s Degree

CFP Certification (pursuing)

Tools

Microsoft Office

Financial Planning Software

Job description

Empirical Wealth Management is a rapidly growing financial services firm, currently managing assets for hundreds of individuals and businesses. We seek high-caliber individuals to succeed in a high-opportunity business environment. Since opening in 2006, we have grown to over $6B in AUM through steady referrals, with a goal to reach $10B and expand our offices nationwide.

Our Culture

Empirical is unique. We value each employee's contribution and promote a collaborative environment for growth. Our passionate team strives to inspire a strong work ethic and professional development.

Position: Associate Financial Advisor (AFA)

Under the guidance of a Lead Financial Advisor, you will assist in comprehensive client planning. This role offers learning opportunities in financial analysis, planning, and investment recommendations, preparing you to serve high-net-worth clients as a future financial advisor.

Key Responsibilities

1. Onboard new clients and service existing ones, integrating advice from CFAs, CPAs, and JDs.
2. Prepare for client meetings, update plans, review portfolios, and implement recommendations.
3. Support comprehensive financial planning, including cash flow, investments, retirement, insurance, tax, and estate planning.
4. Collaborate with teams and participate in meetings.
5. Perform administrative duties such as gathering financial information, organizing files, and preparing documentation.
6. Maintain relevant certifications and industry knowledge.

Qualifications

• 3-5 years of experience in financial services.
• Bachelor’s Degree, Series 65, and pursuing CFP certification.
• Strong integrity and communication skills.
• Motivated, team-oriented, and comfortable on camera.
• Research skills, attention to detail, and technological proficiency.
• Proficiency in Microsoft Office; knowledge of financial planning software is a plus.
• Self-starter, friendly, eager to learn, and able to follow directions.

Benefits

• Comprehensive health, vision, dental, and disability insurance paid by the company.
• 401(k) plan with match.
• Paid parental leave after one year.