Associate Financial Advisor

Empirical Wealth Management; Bellevue (WA); On-site; USD 60,000 - 100,000; Full time

Job summary

An established industry player in financial services is seeking a talented Associate Financial Advisor to join their dynamic team. This role offers a unique opportunity to assist Lead Financial Advisors in comprehensive client planning, fostering your growth into a future financial advisor. With a strong emphasis on collaboration, integrity, and professional development, you'll engage in client onboarding, financial analysis, and planning while working alongside experienced professionals. The company values each employee's contribution and provides a supportive environment for growth and learning, making this an exciting opportunity for motivated individuals looking to make an impact in the financial sector.

Benefits

Medical Insurance

Vision Insurance

Dental Insurance

Disability Insurance

401(k) Plan with Match

Paid Parental Leave

Qualifications

• 3-5 years in the financial services industry required.
• Strong commitment to integrity and teamwork.

Responsibilities

• Onboard new clients and service existing ones, integrating advice from CFAs and CPAs.
• Support comprehensive financial planning across various domains.

Skills

Financial Analysis

Client Service

Communication Skills

Mathematical Skills

Proactive Research

Attention to Detail

Team Collaboration

Education

Bachelor’s Degree

Series 65 Certification

CFP Certification (in progress)

Tools

Microsoft Office

Financial Planning Software

Job description

Empirical Wealth Management is a rapidly growing financial services firm, currently managing assets for hundreds of individuals and businesses. Since opening in 2006, we have grown to over $6B in AUM and aim to reach $10B in the next few years while expanding across the country.

Our Culture

We value each employee's contribution and promote a collaborative environment that fosters growth and idea sharing. Our passionate team strives to inspire a strong work ethic and professional development.

We are seeking a talented Associate Financial Advisor (AFA) to assist Lead Financial Advisors in comprehensive client planning. This role offers the opportunity to develop expertise in financial analysis, planning, and client service, preparing you for a future role as a financial advisor.

Key Responsibilities

• Onboard new clients and service existing ones, integrating advice from CFAs, CPAs, and JDs
• Prepare for client meetings, update plans, review portfolios, and implement recommendations
• Support comprehensive financial planning, including cash flow, investments, retirement, insurance, tax, and estate planning
• Collaborate across teams and attend meetings
• Handle administrative tasks supporting advisors, such as gathering client information, organizing files, and preparing documentation
• Maintain relevant certifications and industry knowledge

Qualifications

• 3-5 years in the financial services industry
• Bachelor’s Degree, Series 65, and working towards CFP certification
• Strong commitment to integrity
• Excellent communication and math skills
• Motivated team player capable of working in a fast-paced environment
• Comfortable on camera for meetings and presentations
• Proactive research skills and attention to detail
• Technological proficiency, especially in Microsoft Office; knowledge of financial planning software is a plus
• Self-starter with a desire to learn and take direction

Benefits

• Medical, Vision, Dental, and Disability Insurance (100% paid by the company)
• 401(k) plan with match
• Paid parental leave after one year