Asset & Wealth Management - Regulatory Inventory Traceability - Associate - Dallas

The Goldman Sachs Group; Dallas (TX); On-site; USD 80,000 - 100,000; Full time

Job summary

A leading global financial services firm is seeking a motivated Associate for their Regulatory Inventory Traceability team. This role focuses on Non-Financial Risk management, ensuring compliance with regulatory requirements while enhancing control environments. The ideal candidate will bring strong analytical and project management skills, along with a solid understanding of Asset & Wealth Management.

Qualifications

• 3+ years of risk management experience.
• Solid understanding of Asset & Wealth Management.

Responsibilities

• Support design and implementation of regulatory inventory process.
• Manage regulatory mapping activities across units and processes.
• Develop action plans to meet regulatory obligations.

Skills

Analytical

Problem-Solving

Project Management

Communication

Strategic Thinking

Education

Bachelor's degree

Job description

Job Description

The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, Global Markets, and investment management services to a diverse client base, including corporations, financial institutions, governments, and high-net-worth individuals. The firm is headquartered in New York with offices in London, Frankfurt, Tokyo, Bangalore, Hong Kong, and other major financial centers worldwide.

Asset & Wealth Management

We offer a range of traditional and alternative investments, providing clients globally with dedicated partnership and a focus on long-term performance. We manage over $2 trillion in assets, serving pension plans, sovereign wealth funds, insurance companies, endowments, foundations, financial advisors, and individuals. Our culture values integrity and transparency, fostering a diverse team passionate about our craft, clients, and sustainable success.

Our core areas include:

1. Investors, offering products and services across traditional and alternative markets
2. Advisors, providing tailored investment advice and strategies
3. Thought Leaders, delivering insights on macro and secular themes
4. Innovators, developing digital solutions to meet client challenges

YOUR IMPACT

The Asset & Wealth Management Control Office, part of the Risk organization, oversees key control standards across the division. The Risk division manages credit, market, operational, model, liquidity, and insurance risks. Our objectives include maintaining control inventories, reporting on control health, and optimizing our operating platform. The team comprises six functions: Control Office Management, Control Strategy, Monitoring & Testing, Firmwide Policy Oversight, Regulatory Inventory Traceability, and Issue Management.

We seek a highly motivated Associate to join the Regulatory Inventory Traceability team, focusing on Non-Financial Risk (NFR), which includes operational, conduct, regulatory, reputational, technology, cyber, third-party, and environmental risks. The role involves evaluating regulatory requirements related to consumer impact and linking these to the firm's risks and controls. The ideal candidate will have a strong understanding of risk management, governance, controls, and regulatory frameworks.

HOW YOU WILL FULFILL YOUR POTENTIAL

• Support the design and implementation of a strategic, sustainable regulatory inventory and traceability process aligned with the Risk Management Framework
• Manage regulatory mapping activities across units, processes, risks, controls, and policies, ensuring consistency
• Develop action plans to ensure the control environment meets regulatory obligations
• Engage stakeholders for strategic decisions, prioritization, and volume management
• Maintain effective communication channels for disseminating key information and insights

SKILLS & QUALIFICATIONS

• Bachelor's degree and 3+ years of risk management experience, with a solid understanding of Asset & Wealth Management
• Experience supporting risk/control assessments and regulatory mapping, including control design
• Strong analytical, problem-solving, and project management skills with a track record of meeting deadlines
• Ability to deliver metrics and analysis for management reporting
• Innovative mindset focused on control enhancements and automation
• Effective influencing skills to challenge and improve the control environment
• Excellent communication skills across stakeholder levels
• Strong time management skills to prioritize and meet deadlines
• Strategic thinking, with the ability to analyze complex issues and plan contingencies