Asset & Wealth Management - Regulatory Inventory Traceability - Associate - Dallas Dallas · · A[...]

Goldman Sachs Bank AG; Dallas (TX); On-site; USD 80,000 - 120,000; Full time

Job summary

An established industry player is seeking a motivated Associate for the Regulatory Inventory Traceability team in Dallas. This role focuses on Non-Financial Risk, evaluating regulatory requirements and ensuring compliance with standards. The ideal candidate will possess strong analytical and problem-solving skills, along with a solid understanding of risk management. You will support the design of regulatory processes, manage mapping activities, and engage stakeholders for strategic decision-making. Join a diverse team that values integrity and transparency, and contribute to enhancing the control environment in a dynamic financial services setting.

Qualifications

• 3+ years in risk management with a solid understanding of Asset & Wealth Management.
• Experience with risk/control self-assessments and regulatory mapping.

Responsibilities

• Support design and implementation of regulatory inventory processes.
• Manage regulatory mapping activities ensuring consistency.

Skills

Risk Management

Analytical Skills

Problem-Solving

Project Management

Communication Skills

Strategic Thinking

Education

Bachelor's Degree

Job description

Asset & Wealth Management - Regulatory Inventory Traceability - Associate - Dallas location_on Dallas, Texas, United States

Job Description

The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, Global Markets, and investment management services to a diverse client base, including corporations, financial institutions, governments, and high-net-worth individuals. Headquartered in New York, the firm has offices in London, Frankfurt, Tokyo, Bangalore, Hong Kong, and other major financial centers worldwide.

Asset & Wealth Management

We combine traditional and alternative investments to serve clients globally, focusing on long-term performance. As the firm’s primary investment area, we offer investment and advisory services to pension plans, sovereign wealth funds, insurance companies, endowments, foundations, financial advisors, and individuals, overseeing over $2 trillion in assets. We foster a culture of integrity and transparency, with a diverse team passionate about our craft, clients, and sustainable success.

We are:

• Investors, offering products and services across traditional and alternative markets
• Advisors, providing tailored investment advice and strategies
• Thought Leaders, delivering insights on macro and secular themes
• Innovators, leveraging digital solutions to meet client financial goals

YOUR IMPACT

The Asset & Wealth Management Control Office, part of the Risk organization, oversees control standards across the division. The Risk division manages credit, market, operational, model, liquidity, insurance, and other risks. Our goals include creating control inventories, monitoring control health, and optimizing controls for compliance and operational efficiency. The team includes Control Office Management, Control Strategy, Monitoring & Testing, Policy Oversight, Regulatory Inventory Traceability, and Issue Management functions.

We seek a highly motivated Associate for the Regulatory Inventory Traceability team, focusing on Non-Financial Risk (NFR), which includes operational, conduct, regulatory, reputational, technology, cyber, third-party, and environmental risks. The role involves evaluating regulatory requirements related to consumer impact, linking regulations to risks and controls, and ensuring compliance with regulatory standards. The ideal candidate will have a strong understanding of risk management, governance, controls, and regulatory frameworks.

HOW YOU WILL FULFILL YOUR POTENTIAL

• Support the design and implementation of strategic regulatory inventory and traceability processes aligned with the Risk Management Framework
• Manage regulatory mapping activities across assessment units, processes, risks, controls, and policies, ensuring consistency
• Develop action plans to enhance the control environment, considering regulatory obligations
• Engage stakeholders for strategic decision-making, prioritization, and volume management
• Establish effective communication channels for key information dissemination

SKILLS & QUALIFICATIONS

• Bachelor’s degree with 3+ years in risk management, with a solid understanding of Asset & Wealth Management
• Experience with risk/control self-assessments and regulatory mapping, including control design
• Strong analytical, problem-solving, critical thinking, and project management skills, with a track record of meeting deadlines
• Ability to produce metrics and quantitative analysis for management reporting
• Innovative mindset focused on control enhancements and automation
• Effective influencing skills to challenge the status quo and improve controls
• Excellent communication skills across different stakeholder levels
• Strong time management skills for prioritization and meeting deadlines
• Strategic thinking, issue analysis, contingency planning, and solution identification