Asset Management Regulatory Associate Attorney (Hybrid)

ExcelliSearch, Inc.; Philadelphia (Philadelphia County); Hybrid; USD 234,000 - 286,000; Full time

Benefits offered by this job

Competitive salary

Comprehensive benefits package

Relocation allowance

Job summary

ExcelliSearch, Inc. is seeking an Associate Attorney to join a global AmLaw 50 law firm’s Financial Services & Investment Management Practice Group.

The role supports advising asset managers, investment funds, and financial services firms on regulatory and enforcement matters across the asset management landscape. The ideal candidate has a JD from a top-tier law school, active bar admission in a relevant jurisdiction, and 3–7 years of related experience.

Qualifications

• JD from a top-tier law school with an excellent academic record.
• Active Bar Admission in relevant jurisdiction, in good standing.
• 3–7 years of substantive experience in financial services, investment management or securities law.
• Strong working knowledge of the Investment Company Act of 1940 and/or the Investment Advisers Act of 1940.

Responsibilities

• Advise asset managers, investment advisers, broker-dealers, and investment funds on a wide range of federal securities and financial services regulatory matters
• Counsel clients on fund formation, registration, compliance, and ongoing regulatory obligations
• Assist clients with regulatory examinations, investigations, and enforcement matters
• Provide guidance on broker-dealer and commodities regulation, as well as emerging issues involving blockchain and digital assets
• Work closely with clients on cross-border regulatory issues impacting global asset management operations
• Collaborate with cross-functional teams to deliver strategic, business-oriented legal solutions

Skills

Written communication

Verbal communication

Analytical abilities

Organizational skills

Collaborative

Education

JD from a top-tier law school

Job description

ExcelliSearch, Inc. is seeking an Associate Attorney to join a global AmLaw 50 law firm’s Financial Services & Investment Management Practice Group.

The role supports advising asset managers, investment funds, and financial services firms on regulatory and enforcement matters across the asset management landscape. The ideal candidate has a JD from a top-tier law school, active bar admission in a relevant jurisdiction, and 3–7 years of related experience.