Asset Management Regulatory Associate Attorney (Hybrid)

Aspire Talent Solutions

Philadelphia (Philadelphia County)

Hybrid

USD 260,000 - 320,000

Full time

2 days ago
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Benefits offered by this job

Medical, dental, vision insurance
Life and pet insurance
401(k) retirement plans
Generous PTO and parental leave
Relocation allowance

Job summary

Aspire Talent Solutions is seeking an Associate Attorney for a hybrid role in the Financial Services & Investment Management Practice Group. The candidate will advise on federal securities and regulatory matters for asset managers, investment advisers, and funds, with exposure to ETFs, BD, and crypto regimes.

Ideal candidates have a JD from a top-tier law school, active bar admission, and 3–7 years of relevant experience in financial services or securities law, with strong communication and

Qualifications

  • JD from a top-tier law school with an excellent academic record.
  • Active Bar Admission in relevant jurisdiction, in good standing.
  • 3–7 years of substantive experience in financial services, investment management or securities law.

Responsibilities

  • Advise asset managers, investment advisers, broker-dealers, and funds on federal securities and financial services regulatory matters.
  • Counsel clients on fund formation, registration, compliance, and ongoing regulatory obligations.
  • Assist with regulatory examinations, investigations, and enforcement matters.
  • Provide guidance on broker-dealer and commodities regulation and digital assets issues.
  • Collaborate with cross-functional teams to deliver strategic, business-oriented legal solutions.
  • Work with clients on cross-border regulatory issues impacting global asset management operations.

Skills

Financial services law
Securities law
Investment management
Regulatory compliance
Written communication

Education

Juris Doctor (JD)

Job description

Aspire Talent Solutions is seeking an Associate Attorney for a hybrid role in the Financial Services & Investment Management Practice Group. The candidate will advise on federal securities and regulatory matters for asset managers, investment advisers, and funds, with exposure to ETFs, BD, and crypto regimes.

Ideal candidates have a JD from a top-tier law school, active bar admission, and 3–7 years of relevant experience in financial services or securities law, with strong communication and

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