Asset Management Regulatory Associate Attorney (Hybrid)

Modern Machining Solutions Inc; Philadelphia (Philadelphia County); Hybrid; USD 260,000 - 320,000; Full time

Benefits offered by this job

Relocation allowance

Professional development resources

Comprehensive benefits package

Job summary

Global AmLaw 50 law firm in multiple U.S. markets seeks an Associate Attorney to join its Financial Services & Investment Management Practice Group. Hybrid work across Los Angeles, San Francisco, Boston, New York, Philadelphia, and Washington, DC is available.

The role focuses on regulatory, compliance, and enforcement matters for sophisticated asset management clients. The candidate will handle complex advisory work, collaborate with cross-functional teams, and contribute to

Qualifications

• JD from a top-tier law school with an excellent academic record.
• Active Bar Admission in relevant jurisdiction, in good standing.
• 3-7 years of substantive experience in financial services, investment management or securities law.
• Strong working knowledge of the Investment Company Act of 1940 and/or the Investment Advisers Act of 1940.

Responsibilities

• Advise asset managers, investment advisers, broker-dealers, and investment funds on federal securities and financial services regulatory matters.
• Counsel clients on fund formation, registration, compliance, and ongoing regulatory obligations.
• Assist clients with regulatory examinations, investigations, and enforcement matters.
• Provide guidance on broker-dealer and commodities regulation, including blockchain and digital assets.

Skills

Communication skills

Analytical abilities

Organizational skills

Collaborative environment

Education

JD from top-tier law school

Job description

Global AmLaw 50 law firm in multiple U.S. markets seeks an Associate Attorney to join its Financial Services & Investment Management Practice Group. Hybrid work across Los Angeles, San Francisco, Boston, New York, Philadelphia, and Washington, DC is available.

The role focuses on regulatory, compliance, and enforcement matters for sophisticated asset management clients. The candidate will handle complex advisory work, collaborate with cross-functional teams, and contribute to