Allianz Investment Management (AIM) Compliance Advisor | Hybrid

Joinimagine; Minneapolis (MN); On-site; USD 69,000 - 104,000; Full time

Benefits offered by this job

Medical, dental, and vision benefits

401(k) company match

Paid time off

Tuition reimbursement

Job summary

Allianz Life is seeking an AIM Compliance Advisor (Ethics & Compliance Advisor) to support senior team members in administering compliance programs across ethics, portfolio monitoring, and risk testing.

The role requires strong communication skills to explain complex topics to diverse audiences and to collaborate with executives and third parties. It emphasizes familiarity with portfolio systems like Aladdin/Bloomberg and AI-enabled tools in a regulated environment.

Qualifications

• Bachelor’s degree or equivalent experience in investment management compliance required
• 4+ years of experience in compliance training, insurance or related
• Ability to communicate complex topics to diverse audiences
• Broad and effective communication with executives, third-parties, managers and front-line employees
• Familiarity with asset management portfolio administration and investment adviser compliance systems preferred
• Working knowledge of AI tools and resources (e.g. generative AI)
• You must be legally authorized to work in the U.S. without sponsorship now or in the future

Responsibilities

• Assist in the administration of core compliance activities under the direction of senior team members (e.g., code of ethics administration; portfolio administration in Aladdin and Bloomberg; regulatory change log)
• Perform compliance testing and monitoring activities under direct supervision
• Support various compliance program activities, projects, and documentation under direct supervision (e.g., policy administration; risk assessments; training)
• Handle routine compliance matters, including responses to Know Your Customer requests and annual access reviews

Skills

Compliance training

Communication

Executive liaison

AI tools familiarity

Risk awareness

Education

Bachelor's degree or equivalent in investment management compliance

Tools

Aladdin

Bloomberg

Job description

At Allianz Life, we are driven by our mission – we secure your future – and by our common goal of caring for tomorrow. We care for our employees by promoting an inclusive culture where everyone has the opportunity to grow and be rewarded for their success. We care for our customers by creating new products that help them protect their families and pursue their retirement goals. We care for our community by giving time, resources, and donations. And we care for the future by supporting sustainability, protecting the local environment, and promoting equality in our communities.

What you do:

The AIM Compliance Advisor (Ethics & Compliance Advisor) reports to the AIM Chief Compliance Officer and supports senior team members in administering Allianz Investment Management's compliance and risk activities. This role requires working knowledge of investment adviser compliance and risk disciplines, spanning multiple programs. Key responsibilities include supporting core compliance functions such as code of ethics and portfolio compliance monitoring, performing control testing and monitoring under direct supervision, and assisting with compliance training and reporting.

Key Responsibilities:

• Assist in the administration of core compliance activities under the direction of senior team members (e.g., code of ethics administration; portfolio administration in Aladdin and Bloomberg; regulatory change log)
• Perform compliance testing and monitoring activities (e.g., electronic communications monitoring, testing support) under direct supervision
• Support various compliance program activities, projects, and documentation under direct supervision (e.g., policy administration; risk assessments; training)
• Handle various routine compliance matters, including preparing responses to Know Your Customer requests from asset managers and banking counterparties, performing annual access reviews, and Star Compliance testing

What you bring:

• Bachelor’s degree or equivalent experience in investment management compliance required
• 4+ years of experience in compliance training, insurance or related
• Ability to communicate complex topics in a way that they can be understood by people with a wide variety of backgrounds, including non-technical backgrounds
• Broad and effective communication skills to work with executives, third-parties, managers and front-line employees through various verbal and written formats
• Familiarity with asset management portfolio administration and investment adviser compliance administration systems preferred
• Working knowledge and experience utilizing artificial intelligence tools and resources (e.g. generative AI).
• You must be legally authorized to work in the U.S. without requiring immigration sponsorship now or in the future. This includes holders of H-1B, H4, L-1, L-2, TN, OPT, CPT, and other nonimmigrant visas

Job posting range $69,000-103,500

Note the job posting range is exclusive of company benefits or other compensation. This role is also eligible for an annual incentive program. If you are hired, your final base salary will be determined based on factors such as geographic location, experience, skills, competencies, and/or education. In addition to those factors, we will also consider internal equity of our current employees. Please keep in mind that the range provided is the full base salary range for the role. Hiring at or near the maximum of the range would not be typical to allow for future and continued salary growth.

What we offer:

At Allianz Life, we’re proud to provide a benefits package that supports the True Balance of our employees and their families. We offer: a choice of comprehensive medical, dental and vision plan options, flexible spending and health savings accounts, tuition reimbursement, student loan retirement program, generous annual paid leave, an outstanding 401(k) company match, and life insurance. Plus, our employees enjoy an award-winning campus with an array of discounted amenities, including an onsite health center, child development center, fitness facility, convenience store and two cafeterias. Our employees and leaders take an active role in shaping our culture through our Employee Resource Groups, whose activities and advocacy contribute to an environment that is fair, caring, and inclusive. Our generous benefits, campus amenities and inclusive, engaged culture are among the many reasons we’re routinely recognized as a top workplace employer. For additional information regarding What It’s Like To Work Here | Allianz Life.

105407 | Legal & Compliance | Professional | Allianz US Life | Full-Time | Permanent

Allianz Group is one of the most trusted insurance and asset management companies in the world. Caring for our employees, their ambitions, dreams and challenges, is what makes us a unique employer. Together we can build an environment where everyone feels empowered and has the confidence to explore, to grow and to shape a better future for our customers and the world around us.

At Allianz, we stand for unity: we believe that a united world is a more prosperous world, and we are dedicated to consistently advocating for equal opportunities for all. And the foundation for this is our inclusive workplace, where people and performance both matter, and nurtures a culture grounded in integrity, fairness, inclusion and trust.

We therefore welcome applications regardless of ethnicity or cultural background, age, gender, nationality, religion, social class, disability or sexual orientation, or any other characteristics protected under applicable local laws and regulations.

Join us. Let's care for tomorrow. #LI-TS1