Advisor Success & Compliance Liaison

Cambridge Investment Research, Inc.; United States; Hybrid; USD 65,000 - 90,000; Full time

Benefits offered by this job

Premium benefits package

Vacation/sick time

401K with company matching

Eleven paid holidays

Job summary

Cambridge Investment Research, Inc. is seeking an Advisor Liaison to serve as the primary connector between Jordan Creek Financial Solutions and affiliated professionals. The role blends relationship support, compliance oversight, issue resolution, and operational excellence to empower advisors and align with firm standards.

You will partner with OSJ Supervisors to communicate policies, review activity, and drive continuous improvement while supporting growth across the network.

Qualifications

• 3+ years of related experience or training.
• Series 99 license required; Series 7 and/or Series 24 preferred.
• Strong judgment, problem-solving, communication, and relationship-management skills.
• Ability to interpret financial reports, regulatory guidance, policies, and technical information.
• Ability to prioritize multiple projects and adapt to changing conditions.

Responsibilities

• Partner with OSJ Supervisors and professionals to communicate policies, share Cambridge information, and strengthen advisor relationships.
• Supervise personal securities activity and review sales activity and correspondence; escalate as needed.
• Identify advisor needs using data, responsive service, and consistent follow-through.
• Review, analyze, and approve daily new business and support account paperwork and system updates.
• Lead process improvements and track escalated issues through resolution.
• Provide guidance on business strategy, industry changes, and branch growth; conduct visits and training as appropriate.
• Collaborate across the firm on strategic projects and reinforce internal policies and regulatory requirements.

Skills

Relationship management

Regulatory knowledge

Communication skills

Problem solving

Job description

Cambridge Investment Research, Inc. is seeking an Advisor Liaison to serve as the primary connector between Jordan Creek Financial Solutions and affiliated professionals. The role blends relationship support, compliance oversight, issue resolution, and operational excellence to empower advisors and align with firm standards.

You will partner with OSJ Supervisors to communicate policies, review activity, and drive continuous improvement while supporting growth across the network.