Advisor Success & Compliance Partner

EPC Eneric Petroleum Corp.; United States; Remote; USD 70,000 - 95,000; Full time

Benefits offered by this job

Medical insurance

Vision insurance

Dental insurance

Life insurance

Long-term disability insurance

Vacation and sick leave

401K retirement plan

Eleven paid holidays

Job summary

Cambridge is seeking an Advisor Liaison to serve as the main contact between Jordan Creek Financial Solutions and affiliated financial professionals. You will mix relationship support, compliance oversight, issue resolution, and operational excellence to help professionals thrive.

In this role you will partner with supervisors and professionals, supervise securities activity, and drive process improvements.

Qualifications

• 3+ years of related experience and/or training.
• Series 99 license required; Series 7 and/or Series 24 preferred.
• Strong judgment, problem-solving, communication, presentation, planning, and relationship-management skills.
• Ability to interpret financial reports, regulatory guidance, policies, procedures, and legal or technical information.
• Ability to prioritize multiple projects, work effectively under pressure, and adapt to changing business conditions.

Responsibilities

• Partner with OSJ Supervisors and financial professionals to communicate policies and procedures, share Cambridge information, and strengthen advisor relationships.
• Supervise personal securities activity and review or approve sales activity and correspondence; serve as an escalation resource for supervisors, financial professionals, and designees.
• Identify and address financial professional needs by using data, responsive service, and consistent follow-through.
• Review, analyze, and approve daily new business in a timely manner, and support account paperwork and system updates.
• Lead continuous improvement efforts for day-to-day processes and procedures, including tracking escalated issues through resolution.
• Provide guidance on business strategy, industry changes, and branch growth, including office visits and training sessions when appropriate.
• Collaborate across the firm on strategic projects and help reinforce internal policies, regulatory requirements, and clearing-firm procedures.

Skills

Relationship management

Regulatory understanding

Communication

Problem solving

Job description

Cambridge is seeking an Advisor Liaison to serve as the main contact between Jordan Creek Financial Solutions and affiliated financial professionals. You will mix relationship support, compliance oversight, issue resolution, and operational excellence to help professionals thrive.

In this role you will partner with supervisors and professionals, supervise securities activity, and drive process improvements.