Accounts Onboarding & Compliance Specialist

PowerToFly; South Jordan (UT); On-site; USD 60,000 - 90,000; Full time

Benefits offered by this job

Competitive salary and benefits package

Opportunities for professional development

Supportive work culture

Job summary

A leading financial services firm is seeking dedicated Accounts Team Specialists to efficiently manage New Accounts and their modifications. This role involves ensuring compliance with firm policies, providing exceptional customer service, and managing a high volume of requests in a fast-paced environment. Candidates must possess FINRA Series 9/10 or Series 4 and 24 and demonstrate strong communication skills. Join a supportive work culture with opportunities for professional growth and development.

Qualifications

• FINRA Series 9/10 or Series 4 and 24 required.
• Excellent interpersonal and client service skills.
• Strong written and verbal communication skills.
• Ability to thrive in a dynamic and fast-paced environment.

Responsibilities

• Review and approve New Accounts and Account Modification requests.
• Provide exceptional customer service to internal partners.
• Research and resolve issues and deficiencies efficiently.
• Ensure timely follow-up and resolution of inquiries.
• Manage a high volume of requests.

Skills

FINRA Series 9/10 or Series 4 and 24

Excellent interpersonal skills

Strong written and verbal communication skills

Ability to thrive in a dynamic environment

Job description

A leading financial services firm is seeking dedicated Accounts Team Specialists to efficiently manage New Accounts and their modifications. This role involves ensuring compliance with firm policies, providing exceptional customer service, and managing a high volume of requests in a fast-paced environment. Candidates must possess FINRA Series 9/10 or Series 4 and 24 and demonstrate strong communication skills. Join a supportive work culture with opportunities for professional growth and development.