Accounts Onboarding & Compliance Specialist

PowerToFly; Columbus (OH); On-site; USD 50,000 - 75,000; Full time

Benefits offered by this job

Opportunities for professional development

Supportive and inclusive work culture

Competitive salary and benefits package

Job summary

A leading financial services firm based in Columbus, OH, is seeking an Accounts Team Specialist. This role involves reviewing account requests, ensuring compliance with policies, and resolving internal inquiries. The ideal candidate will possess FINRA qualifications, excellent communication skills, and the ability to work in a fast-paced environment. Join a supportive company focused on professional growth and a commitment to diversity and inclusion.

Qualifications

• FINRA Series 9/10 or Series 4 and 24 required.
• Excellent interpersonal and client service skills.
• Strong written and verbal communication skills.
• Ability to thrive in a dynamic and fast-paced environment.

Responsibilities

• Review and approve New Accounts and Account Modification requests.
• Provide exceptional customer service to internal partners.
• Research and resolve issues and deficiencies efficiently.
• Ensure timely follow-up and resolution of inquiries.
• Manage a high volume of requests in a fast-paced environment.
• Apply firm policies and procedures on account opening and maintenance.

Skills

Interpersonal skills

Client service skills

Written communication

Verbal communication

Ability to thrive in dynamic environments

Education

FINRA Series 9/10 or Series 4 and 24

Job description

A leading financial services firm based in Columbus, OH, is seeking an Accounts Team Specialist. This role involves reviewing account requests, ensuring compliance with policies, and resolving internal inquiries. The ideal candidate will possess FINRA qualifications, excellent communication skills, and the ability to work in a fast-paced environment. Join a supportive company focused on professional growth and a commitment to diversity and inclusion.