Accounting Associate – Regulatory Reporting & Automation

Capital One; McLean (VA); On-site; USD 82,000 - 93,000; Full time

Job summary

Capital One in McLean, VA seeks an Associate, Accounting to support FINRA/SEC regulated broker-dealers with journal entries, reconciliations, and monthly closes. You will deliver analytics to finance leadership, assist in regulatory reporting, and collaborate across the controller's group, tax, and auditors.

The role emphasizes automation and process improvements. Preferred candidates hold a Bachelor's (or higher) in accounting/finance, with 1+ year experience; a Master's is a plus, and

Qualifications

• Bachelor's degree in accounting, finance, or a related field.
• At least 1 year of experience in accounting, finance, securities, or a combination.
• Master’s degree in Finance or Accounting preferred.
• 2+ years of accounting or securities industry experience preferred.
• FINRA license 7/10/24/27/99 (or combinations) preferred.

Responsibilities

• Prepare journal entries and monthly reconciliations.
• Perform month end closing and financial reporting processes timely and accurately.
• Manage accounts payable for business and interface with Enterprise Supplier Management.
• Prepare and present monthly, quarterly and ad hoc analytics for leadership.
• Support quarterly SEC and Regulatory Reporting and other ad hoc requests.
• Interact with Finance, controllers, tax, and auditors.
• Participate in projects and support automation and data transformation efforts.
• Identify and drive process efficiencies.
• Pursue Series 99 license within one year.

Skills

1+ year accounting/finance experience

Series license 7/10/24/27/99

Education

Bachelor's degree

Master’s degree in Finance or Accounting

Job description

Capital One in McLean, VA seeks an Associate, Accounting to support FINRA/SEC regulated broker-dealers with journal entries, reconciliations, and monthly closes. You will deliver analytics to finance leadership, assist in regulatory reporting, and collaborate across the controller's group, tax, and auditors.

The role emphasizes automation and process improvements. Preferred candidates hold a Bachelor's (or higher) in accounting/finance, with 1+ year experience; a Master's is a plus, and