Senior Compliance & Risk Specialist

CGS INTERNATIONAL SECURITIES SINGAPORE PTE. LTD.; Singapore; On-site; SGD 70,000 - 120,000; Full time

Job summary

CGS INTERNATIONAL SECURITIES SINGAPORE PTE. LTD. is seeking a Compliance professional to strengthen reviews, monitoring, and governance within the securities business. The role focuses on maintaining audit-ready evidence and supporting risk controls across departments.

You will coordinate RCSA, CET, and KRI monitoring, review control weaknesses, and assist with regulatory inquiries and market conduct concerns. The position requires vigilance in fast-paced environments.

Qualifications

• Proficient in English, with clear written and spoken communication.
• Minimum 3 years of relevant experience in compliance or risk within financial services.

Responsibilities

• Conduct periodic compliance reviews and document findings.
• Coordinate Compliance Risk & Control Self-Assessments (RCSA) and related testing.
• Review business unit compliance matrices and follow up on remediation actions.
• Support trade surveillance and handling of regulatory inquiries and notifications.

Skills

English proficiency

3+ years experience

Education

Bachelor's Degree

Tools

Microsoft Office

Job description

CGS INTERNATIONAL SECURITIES SINGAPORE PTE. LTD. is seeking a Compliance professional to strengthen reviews, monitoring, and governance within the securities business. The role focuses on maintaining audit-ready evidence and supporting risk controls across departments.

You will coordinate RCSA, CET, and KRI monitoring, review control weaknesses, and assist with regulatory inquiries and market conduct concerns. The position requires vigilance in fast-paced environments.