Senior Group Compliance Leader – Wealth & Private Equity

CGS International Securities Singapore; Singapore; On-site; SGD 180,000 - 280,000; Full time

Job summary

CGS International Securities Pte. Ltd. is seeking a seasoned Compliance lead to oversee regulatory adherence across Wealth Management, Asset Management and Private Equity, including AML/CFT controls and cross-border activities.

You will develop and maintain a robust compliance framework, report on regulatory developments and advise senior management on risk-based solutions aligned with commercial goals.

Qualifications

• Strong understanding of laws, regulations and industry standards in Wealth Management, Asset Management, Capital Markets and Private Equity.
• Strong analytical, problem-solving and stakeholder management skills.
• Ability to provide practical, risk-based solutions balancing regulatory requirements and commercial objectives.
• Experience dealing with regulators and senior management across multiple jurisdictions.
• Legal qualification and/or prior legal experience in financial services, investment funds, private equity, capital markets or regulatory matters.
• Minimum 15 years of relevant compliance, legal, regulatory and/or risk management experience in related financial services.
• Leadership, strategic thinking, collaboration, stakeholder management, independence, sound judgment, integrity and professionalism, with excellent written and verbal communication abilities.

Responsibilities

• Identify, assess, interpret, advise on, monitor and report the Group's compliance with applicable regulatory requirements across Wealth Management, Asset Management and Private Equity businesses.
• Oversee suitability and appropriateness assessments, cross-border business activities, high-net-worth client protocols, private fund distribution activities and private equity investment-related compliance matters.
• Develop, implement and maintain a consistent compliance framework, policies, procedures and governance standards across the Group's Wealth Management, Asset Management and Private Equity businesses.
• Maintain subject matter expertise and provide regulatory and compliance advice to management and business units on Wealth Management, Asset Management, Private Equity and related investment activities.
• Support new product launches, fund structures, alternative investment products, private equity investments and strategic business initiatives by providing regulatory and compliance advisory.
• Monitor regional regulatory developments and assess their implications on the Group's Wealth Management, Asset Management and Private Equity businesses.

Skills

Regulatory compliance

Stakeholder management

Regulatory reporting

Analytical thinking

Risk management

Cross-jurisdiction experience

Education

Legal qualification

Job description

CGS International Securities Pte. Ltd. is seeking a seasoned Compliance lead to oversee regulatory adherence across Wealth Management, Asset Management and Private Equity, including AML/CFT controls and cross-border activities.

You will develop and maintain a robust compliance framework, report on regulatory developments and advise senior management on risk-based solutions aligned with commercial goals.