Senior Compliance Leader - Private Equity, ETFs & Wealth

CGS INTERNATIONAL SECURITIES SINGAPORE PTE. LTD.; Singapore; On-site; SGD 180,000 - 260,000; Full time

Job summary

CGS International Singapore is seeking a senior Compliance professional (15+ years) to oversee regulatory alignment for Private Equity, ETF and Asset Management activities. The role demands strong AML/CFT expertise and the ability to advise senior management on complex regulatory issues.

Responsibilities include developing governance policies, monitoring global/regional regulatory changes, ensuring onboarding and fund structures comply with laws, and guiding product launches.

Qualifications

• Bachelor's degree in Law, Finance, Accounting, Business or a related discipline.
• Minimum 15 years of compliance, regulatory or risk management experience.
• Strong knowledge of AML/CFT, investor onboarding, cross-border distribution and fund structures.
• Experience advising senior management on Private Equity, ETF and capital markets matters.
• Ability to manage regulatory change across multiple jurisdictions.

Responsibilities

• Identify, assess, interpret, advise on, monitor and report compliance with regulatory requirements across Private Equity and ETF businesses.
• Oversee AML/CFT controls, client onboarding and ongoing monitoring processes.
• Develop, implement and maintain a robust compliance framework covering Private Equity and ETF operations.
• Act as subject matter expert to senior management on regulatory matters.
• Support structuring and launches of Private Equity funds and ETF products with regulatory guidance.
• Monitor regulatory developments and mitigate compliance risks across jurisdictions.

Skills

AML/CFT

Regulatory compliance

Cross-border

Investor onboarding

Fund management

Capital markets

Stakeholder management

Leadership

Education

Bachelor's degree in Law/Finance

Job description

CGS International Singapore is seeking a senior Compliance professional (15+ years) to oversee regulatory alignment for Private Equity, ETF and Asset Management activities. The role demands strong AML/CFT expertise and the ability to advise senior management on complex regulatory issues.

Responsibilities include developing governance policies, monitoring global/regional regulatory changes, ensuring onboarding and fund structures comply with laws, and guiding product launches.