Head of Compliance - Private Equity & ETF (Wealth Mgmt)

CGS International Securities Hong Kong Limited; Singapore; On-site; SGD 250,000 - 450,000; Full time

Job summary

CGS International Securities Hong Kong Limited is seeking a Group Head of Compliance for Wealth and Asset Management with a Private Equity/ETF focus. You will lead a global compliance program across the Private Equity, ETF, and asset management activities, oversee AML/CFT controls, client onboarding, and regulatory reporting.

The role requires at least 15 years of experience in compliance or risk management, strong regulatory knowledge, and leadership skills to influence senior management and

Qualifications

• 15+ years of relevant compliance, legal, regulatory and/or risk management experience
• Strong knowledge of AML/CFT, investor onboarding, and cross-border distribution regulations
• Proven leadership capability with strategic thinking and stakeholder management
• Experience advising on regulatory matters across multiple jurisdictions

Responsibilities

• Identify, assess and report the Group's compliance across Private Equity and ETF businesses, including fund management, distribution, fundraising, investment activities and investor relations.
• Oversee AML/CFT controls, client onboarding and ongoing monitoring processes.
• Develop, implement and maintain a robust compliance framework, policies, procedures and governance standards for Private Equity and ETF operations.
• Advise senior management on regulatory matters related to Private Equity funds, ETF products, and alternative investments.
• Support structuring and launch of Private Equity funds and ETF products with regulatory guidance.
• Monitor regulatory developments and propose actions to mitigate compliance risks.

Education

Bachelor's Degree in Law, Finance, Accounting, Business or a related discipline

Job description

CGS International Securities Hong Kong Limited is seeking a Group Head of Compliance for Wealth and Asset Management with a Private Equity/ETF focus. You will lead a global compliance program across the Private Equity, ETF, and asset management activities, oversee AML/CFT controls, client onboarding, and regulatory reporting.

The role requires at least 15 years of experience in compliance or risk management, strong regulatory knowledge, and leadership skills to influence senior management and