Autonomous Compliance Lead – Private Equity (Global)

Funds Partnership Asia; Singapore; Presencial; Jornada completa

Descripción del empleo

A leading private equity firm headquartered in Singapore with an exceptional track record of investment across Asia. The firm takes an agnostic approach to sectors and has established itself as a trusted partner in the regional mid-market private equity landscape. As part of its expansion plans, the firm is seeking its first dedicated Compliance Manager to lead and shape its compliance function across multiple jurisdictions.

Key Responsibilities

Regulatory Compliance

• Act as the firm's primary compliance contact, ensuring alignment with regulatory requirements from the Singapore MAS for CMS license compliance and reporting, Hong Kong SFC, and United States SEC regulations.
• Prepare and oversee all regulatory filings, including MAS Forms, SFC filings, FATCA/CRS reporting, and compliance-related DDQs.
• Build and maintain relationships with regulatory authorities, acting as the key liaison for the firm.
• Monitor and adapt to regulatory changes, advising the leadership team on necessary adjustments to policies and practices.

Compliance Program Development

• Establish and maintain a comprehensive compliance framework, including drafting and updating compliance policies and procedures.
• Develop a robust AML/CFT program, including conducting due diligence, managing alerts, and escalating suspicious activities where necessary.
• Oversee statutory filings for the company and funds under management.
• Conduct regular compliance reviews, audits, and testing to ensure adherence to internal controls and external regulations.
• Facilitate compliance-related training for employees to promote a strong compliance culture.

Fund-Specific Compliance

• Ensure compliance with fund offering documents, investment mandates, and fund-related transactions.
• Collaborate with investment teams on deal-related documentation review and execution.
• Support new fund launches, advising on compliance requirements and implications.

Risk Management

• Perform regular risk assessments and implement measures to mitigate compliance risks.
• Ensure adherence to global best practices while maintaining alignment with regional regulatory requirements.

Qualifications & Experience

• 7–10 years of compliance experience, preferably within private equity, asset management, or the broader financial services industry.
• In-depth knowledge of Singapore MAS regulations; familiarity with Hong Kong SFC and US SEC regulations is highly desirable.
• Professional certifications such as ICA, ACAMS, or other AML/CFT qualifications are advantageous.
• Strong expertise in regulatory compliance, AML/KYC, and cross-border fund compliance.
• Proven ability to design and implement compliance programs in growing organizations.
• Experience managing relationships with regulators and external compliance partners.

Skills & Competencies

• Leadership: Capable of building and leading the compliance function independently
• Analytical Thinking: Strong judgment and decision-making skills in a complex regulatory environment.
• Communication: Excellent verbal and written communication skills, with the ability to influence and collaborate across all levels of the organization.
• Proactive Mindset: Takes initiative to stay ahead of regulatory developments and implement necessary changes.
• Global Perspective: A collaborative approach with the ability to navigate compliance requirements across jurisdictions.

What’s on Offer

• Autonomy to establish and lead the compliance function in a dynamic, growth-oriented environment.
• Opportunity to work directly with senior leadership in a high-performing private equity firm.
• Exposure to compliance across multiple jurisdictions, including MAS, SFC, and SEC.
• Competitive compensation and performance-based incentives