Senior Associate - Compliance & Risk Oversight

CGS International Securities Singapore; Singapore; Presencial; SGD 60 000 - 90 000; Tempo integral

Resumo da oferta

CGS International Securities Pte. Ltd. (CGS International) is a leading financial services provider offering a wide range of securities and related services across Asia.

The role focuses on compliance reviews, risk governance, and regulatory oversight within a fast-paced trading environment. The candidate will support BCP-related activities, trade surveillance, and regulatory inquiries, ensuring adherence to SFA and SGX rules.

Qualificações

• Bachelor's degree required; fintech or securities experience preferred.
• Strong understanding of SFA, SGX rules and market conduct.
• Proficient in MS Office and data analytics.
• Excellent analytical and problem-solving abilities.
• Ability to manage multiple priorities in a fast-paced environment.

Responsabilidades

• Conduct periodic compliance reviews and document findings.
• Coordinate compliance risk and control activities (RCSA, CET, KRI).
• Maintain audit-ready evidence and testing documentation.
• Review staff trading and watchlist administration; conduct surveillance where applicable.
• Handle regulatory enquiries and disclosures related to trading activities.

Conhecimentos

Compliance

Risk management

Regulatory knowledge

Analytical skills

Communication skills

Formação académica

Bachelor's Degree

Ferramentas

Microsoft Office

Descrição da oferta de emprego

CGS International Securities Pte. Ltd. (CGS International) is a leading financial services provider offering a wide range of securities and related services across Asia.

The role focuses on compliance reviews, risk governance, and regulatory oversight within a fast-paced trading environment. The candidate will support BCP-related activities, trade surveillance, and regulatory inquiries, ensuring adherence to SFA and SGX rules.