Compliance Officer, Asset Management

Randstad Singapore; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

Randstad Singapore, on behalf of a Capital Markets Services licensed Asset Manager, seeks a highly experienced Compliance Manager to oversee a robust regulatory framework aligned with SFA, FAA and AML/CFT requirements.

You will manage regulatory submissions, audits and ongoing communications with statutory bodies, monitor fund activities for strict compliance, and conduct portfolio reviews across various fund structures while promoting an ethical compliance culture.

Qualifications

• Bachelor's degree from a reputable institution.
• Minimum of 6 years of specialized experience in compliance within the fund management industry.
• Deep technical knowledge of Singapore's regulatory landscape, including SFA, FAA, and AML/CFT requirements as well as familiarity with fund structures.
• Proven ability to work independently within an institutional environment.

Responsibilities

• Oversee and implement a regulatory framework aligned with SFA and MAS guidelines.
• Manage regulatory interactions including submissions, audits, and ongoing communications with statutory bodies.
• Monitor investment and trade activities for mandate compliance and personal trading policies.
• Conduct detailed portfolio compliance reviews across fund structures and managed accounts.
• Promote an ethical culture and high compliance awareness across all business units.

Skills

Independent worker

Regulatory knowledge

Analytical skills

Ethical standards

Education

Bachelor's degree

Job description

Our client is a Capital Markets Services licensed Asset Manager recruiting for a highly experienced Compliance Manager.

about the job

Oversee and implement a comprehensive regulatory framework ensuring alignment with the Securities and Futures Act and relevant MAS guidelines.

Manage all regulatory interactions, including submissions, audits, and ongoing communications with statutory bodies.

Monitor investment and trade activities to ensure strict adherence to mandates, internal restrictions, and personal trading policies.

Execute detailed portfolio compliance reviews for various fund structures and managed accounts across both mandates.

Cultivate an organizational environment rooted in integrity by championing ethical standards and high compliance awareness across all business units.

skills and experience required

• Bachelors Degree from a reputable institution

Minimum of 6 years of specialized experience in compliance within the fund management industry.

Deep technical knowledge of Singapore's regulatory landscape, including SFA, FAA, and AML/CFT requirements as well as familiarity with fund structures.

Proven ability to work independently within an institutional environment