Senior Compliance & Financial Crime Lead (AVP)

Maybank Investment Banking Group; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

Maybank Securities in Singapore seeks an experienced compliance professional to support the Head of Compliance across regulatory requirements for ASEAN operations. You will conduct risk-based reviews, advise business lines on regulatory matters, and help maintain the FCC framework including AML/CFT, sanctions, anti-bribery and fraud controls.

Responsibilities include monitoring, preparing regulatory submissions, inspections, training, and governance reporting.

Qualifications

• Bachelor's degree in business or related field required.
• 8+ years of compliance or audit experience in financial industry, preferably capital markets.
• Strong knowledge of SFA, FAA, MAS regulations, SGX rules and related regulatory requirements.

Responsibilities

• Support Head of Compliance in addressing regulatory requirements across the business.
• Conduct compliance monitoring and reviews to assess adherence to laws and internal policies.
• Provide regulatory compliance advisory support to Lines of Business on regulatory matters and financial crime compliance.
• Work with Lines of Business to mitigate compliance risks and enhance controls.
• Support FCC framework including AML, CFT, sanctions, anti-bribery and fraud risk management.
• Perform AML/CFT and sanctions-related reviews including due diligence and monitoring.
• Assist in reviews of onboarding documentation and due diligence records for regulatory compliance.
• Support staff account dealing controls and information barrier processes.
• Review governance and regulatory reporting, provide updates to committees.
• Deliver training and participate in regulatory compliance initiatives.

Skills

Analytical skills

Interpersonal skills

Communication skills

Independent worker

Education

Bachelor's degree in business or related field

Job description

Maybank Securities in Singapore seeks an experienced compliance professional to support the Head of Compliance across regulatory requirements for ASEAN operations. You will conduct risk-based reviews, advise business lines on regulatory matters, and help maintain the FCC framework including AML/CFT, sanctions, anti-bribery and fraud controls.

Responsibilities include monitoring, preparing regulatory submissions, inspections, training, and governance reporting.