VP, Securities & Global Markets Compliance & Oversight

SMBC Group; Singapore; On-site; SGD 90,000 - 150,000; Full time

Job summary

SMBC Group in Singapore seeks an experienced Compliance & AML professional to oversee group securities company compliance from the perspective of the ultimate parent company. You will coordinate policies across the bank and securities affiliate to ensure consistency.

Responsibilities include advising on group policies, monitoring dual-hatted employees, and collaborating with Head Office and parent company to ensure adherence to Japanese laws and global market regulations.

Qualifications

• Experience with AML and compliance regulations in securities and capital markets.
• Ability to navigate multiple organizations and align policies.

Responsibilities

• Oversee group securities company compliance from the ultimate parent perspective.
• Advise on group policies and procedures, coordinating with departments to ensure compliance with Japanese laws for products, services, and joint marketing.
• Monitor and test compliance and AML requirements for dual-hatted employees or cross-entity collaborations.
• Collaborate with Bank Head Office and parent company departments.

Skills

AML compliance

Stakeholder management

Communication skills

Attention to detail

Collaboration

Job description

SMBC Group in Singapore seeks an experienced Compliance & AML professional to oversee group securities company compliance from the perspective of the ultimate parent company. You will coordinate policies across the bank and securities affiliate to ensure consistency.

Responsibilities include advising on group policies, monitoring dual-hatted employees, and collaborating with Head Office and parent company to ensure adherence to Japanese laws and global market regulations.