Sales Compliance & Audit Analyst - AI, RPA & Governance

Elitez Pte Ltd; Singapore; On-site; SGD 70,000 - 110,000; Full time

Job summary

Elitez Pte Ltd is seeking a governance and compliance professional to strengthen fair dealing standards across investment sales. You will work with business, compliance, and regulatory teams to ensure MAS-aligned processes and drive automation initiatives through RPA and AI.

This role offers exposure to banking regulations and governance frameworks, plus opportunities to collaborate with senior stakeholders in a leading financial institution.

Qualifications

• Degree holder with 3+ years in sales compliance in banking.
• Knowledge of investment product sales regulations (MAS, FIA Act).
• Strong analytical and communication abilities.

Responsibilities

• Perform checks under MAS BSC framework.
• Monitor BSC results and drive remediation.
• Conduct BSC training for new hires and supervise audit checks.
• Review customer complaints related to investment sales.
• Ensure audit processes align with regulatory developments.
• Support workflow automation via RPA, system updates, and AI.

Skills

Regulatory knowledge

Analytical skills

Communication skills

Education

Bachelor's degree in relevant field

Tools

Microsoft Excel

Microsoft Word

PowerPoint

Programming basics

Job description

Elitez Pte Ltd is seeking a governance and compliance professional to strengthen fair dealing standards across investment sales. You will work with business, compliance, and regulatory teams to ensure MAS-aligned processes and drive automation initiatives through RPA and AI.

This role offers exposure to banking regulations and governance frameworks, plus opportunities to collaborate with senior stakeholders in a leading financial institution.