Compliance Analyst: AML, Regs & Automation

Virtu Financial; Singapore; On-site; SGD 70,000 - 120,000; Full time

Job summary

Virtu Financial in Singapore is seeking a self-driven Compliance Officer to shape our Compliance function across AML/KYC, regulatory reporting, and surveillance. The role requires analytical thinking, initiative, and the ability to work with multiple stakeholders.

You will partner with business, risk, technology and finance teams to implement robust policies, respond to regulators, and pursue automation to improve efficiency.

Qualifications

• Bachelor’s Degree or commensurate experience.
• Post-Graduate Degree a plus.
• 0-5 years of experience with a financial services firm, Fin-Tech, regulator, audit firm, consulting firm or commensurate experience.
• Knowledge of broker-dealer regulation, including securities and commodities laws, the SFC, ASIC or MAS’ capital markets regulations and guidance a plus.
• Strong communication and interpersonal skills.
• Self-starter and team player who is comfortable working in a fast-paced environment and a relatively flat organization.
• Familiarity with equities, options, fixed income, currency, commodities, futures, fx, swaps and forwards, crypto currencies.
• Knowledge of computer programming languages, database administration, and network architecture to assist with matters such as trade reviews and gathering data a plus.
• Trading and back-office experience a plus.

Responsibilities

• Works closely with key stakeholders in the business, operations, risk, technology and finance teams to ensure robust compliance policies and procedures are in place.
• Perform surveillance and supervisory reviews.
• Conduct AML due diligence and respond to AML/KYC inquiries from third parties
• Respond to regulator and exchange inquiries by gathering data, conducting stakeholder interviews and performing analyses to inform a narrative response.
• Perform regulatory review and reporting
• Propose compliance innovation initiatives with a focus on greater automation and increased efficiency.
• Communicate with regulators and other external parties (verbal and written) in connection with inquiries, exams, rule-making initiatives and outreach

Skills

Strong communication

Interpersonal skills

Self-starter

Team player

Analytical thinking

Ability to work in fast-paced env

Education

Bachelor’s Degree

Post-Graduate Degree

Tools

Programming languages

Database administration

Network architecture

Job description

Virtu Financial in Singapore is seeking a self-driven Compliance Officer to shape our Compliance function across AML/KYC, regulatory reporting, and surveillance. The role requires analytical thinking, initiative, and the ability to work with multiple stakeholders.

You will partner with business, risk, technology and finance teams to implement robust policies, respond to regulators, and pursue automation to improve efficiency.