ISA Audit & Compliance Analyst (Contract) - Up to $5K

Success Human Resource Centre; Singapore; On-site; SGD 51,000 - 61,000; Part time

Job summary

Success Human Resource Centre Pte Ltd is seeking a candidate for a 1-year contract role based in Singapore to manage MAS BSC checks for sales representatives and ensure compliance with the Bank's policies. The position includes monitoring results, remediation, training new hires, and guiding supervisors on investigations.

The role requires a degree and at least 3 years in sales compliance within banking, with strong analytical, interpersonal, and communication skills.

Qualifications

• Degree with minimum 3 years of sales compliance experience in banking.
• Knowledge of regulations governing sale of investment products to retail customers.
• Attention to detail and analytical skills.
• Strong interpersonal, written and oral communication skills.

Responsibilities

• Perform MAS BSC checks for sales representatives and the Bank's policies and procedures.
• Monitor the BSC results, identify root causes of significant lapses and common errors, and pursue remediation.
• Conduct training on BSC Framework for new hires, and guide new supervisors on BSC checks and complaint investigation.
• Provide independent review of customer complaints relating to investment sales.
• Keep checks current with developments in the regulatory environment and the internal processes and systems.
• Automate independent sales audit workflow by leveraging on RPA, system automation and AI.
• Other ad-hoc duties as assigned by supervisor

Skills

Attention to detail

Analytical skills

Interpersonal skills

Written communication

Oral communication

Education

Degree

Job description

Success Human Resource Centre Pte Ltd is seeking a candidate for a 1-year contract role based in Singapore to manage MAS BSC checks for sales representatives and ensure compliance with the Bank's policies. The position includes monitoring results, remediation, training new hires, and guiding supervisors on investigations.

The role requires a degree and at least 3 years in sales compliance within banking, with strong analytical, interpersonal, and communication skills.