Regulatory Compliance Specialist – Banking & Risk

WaterStone Consulting Pte. Ltd.; Singapore; Sur place; SGD 80 000 - 120 000; Plein temps

Résumé du poste

WaterStone Consulting Pte. Ltd. is seeking a regulatory compliance professional with 3–5 years of banking experience to support the branch compliance program in Singapore.

You will respond to regulators, coordinate information requests, and help maintain a robust compliance framework across local and head-office requirements. The role involves conducting periodic reviews, addressing breaches or complaints, drafting annual compliance plans, and advising on Banking Act, SFA, FAA, and related

Qualifications

• Degree holder with experience in Regulatory Compliance in a bank.
• Strong attention to detail and ability to work independently.
• Excellent communication and interpersonal skills.

Responsabilités

• Assist the regulatory team to implement the branch compliance plan.
• Respond to regulatory authorities' routine queries and coordinate completion of surveys and information requests.
• Develop and perform periodic compliance reviews.
• Investigate compliance breaches and customer complaints.
• Draft the annual compliance plan for HOD and management approval.
• Provide advisory on Banking Act, SFA, FAA and other compliance matters.

Connaissances

Regulatory compliance

Banking

Formation

Bachelor's degree

Description du poste

WaterStone Consulting Pte. Ltd. is seeking a regulatory compliance professional with 3–5 years of banking experience to support the branch compliance program in Singapore.

You will respond to regulators, coordinate information requests, and help maintain a robust compliance framework across local and head-office requirements. The role involves conducting periodic reviews, addressing breaches or complaints, drafting annual compliance plans, and advising on Banking Act, SFA, FAA, and related