Regulatory Compliance Specialist - Banking

WaterStone Consulting Pte Ltd

Singapore

Sur place

SGD 60 000 - 90 000

Plein temps

Il y a 4 jours

Soyez parmi les premiers à postuler

Une candidature complète en une minute

Un CV et une lettre de motivation personnalisés, prêts à envoyer.

Passez les filtres ATS

Résumé du poste

WaterStone Consulting Pte Ltd in Singapore seeks a Regulatory Compliance professional to support the branch compliance program and engage with regulators. You will respond to inquiries, perform periodic reviews, investigate breaches, and draft the annual compliance plan for senior leadership approval.

The role requires 3-5 years in regulatory compliance within a banking environment, meticulousness, and strong communication.

Qualifications

Degree holder with at least 3-5 years’ experience in Regulatory Compliance in a bank.
Meticulous and ability to work independently.
Good communication and interpersonal skills.

Responsabilités

Assist the regulatory team to ensure the implementation of the branch compliance plan
Respond to regulatory authorities' routine queries and coordinates completion of survey and other request for information
Develop and perform periodic compliance reviews
Investigates compliance breaches and customer complaints.
Draft the annual compliance plan for HOD and management approval.
Conducts compliance training and provides advisory on Banking Act, SFA and FAA and other compliance matters
Implement and update compliance policies and procedures based on Head Office, and local regulatory requirements.
Prepares/reviews periodic reporting to local regulatory authorities, Head office and Management.
Tracks/monitor changes and updates on local regulations, conducts briefing and discussions on implementation with relevant departments and post implementation review.
Conducts annual regulatory risk assessment