Regulatory Compliance Senior Officer

Tangspac Professional Services; Singapore; In loco; SGD 90.000 - 130.000; Tempo pieno

Descrizione del lavoro

Tangspac Professional Services is seeking a Regulatory Compliance Officer for our banking client in Singapore. You will ensure adherence to laws, regulations, internal policies, and Singapore compliance framework.

You will manage compliance operations, regulatory reporting, monitoring, and policy reviews, while liaising with regulators and internal stakeholders to maintain data accuracy and timely actions.

Competenze

• At least 3 years of experience in Audit or Regulatory Compliance.
• Bachelor's degree in Finance, Risk Management, or related field.
• Strong knowledge of Singapore regulatory landscape.

Mansioni

• Monitor and track compliance with regulatory requirements in banking.
• Prepare, review, and submit regulatory reports on time.
• Conduct periodic reviews to identify gaps and implement corrective actions.
• Support regulatory liaison activities with authorities (e.g., SDIC).
• Assist in updating policies and procedures to reflect regulatory changes.
• Support other risk, business continuity, and third-party management tasks as needed.

Conoscenze

Regulatory Compliance

Audit

Policy reviews

Formazione

Bachelor's degree in Finance, Risk Management, or related field

Descrizione del lavoro

Job Summary

The Regulatory Compliance Officer is responsible for ensuring the bank adheres to all applicable laws, regulations, internal policies, and other workstreams. This role encompasses compliance operations, regulatory reporting, compliance monitoring, policy reviews, and supporting the bank’s overall Singapore compliance framework.

Key Responsibilities

Compliance Operations

• Monitor and track compliance with regulatory requirements, ensuring adherence to applicable banking laws, standards, and best practices.
• Conduct periodic reviews of compliance-related processes to identify gaps and recommend corrective actions.
• Maintain up-to-date records of compliance activities, ensuring timely escalation of non-compliance issues.

Regulatory Reporting

• Prepare, review, and submit accurate regulatory reports in a timely manner, ensuring alignment with requirements set by local authorities.
• Liaise with internal stakeholders to ensure data accuracy and completeness for compliance reporting.

Compliance Monitoring Program

• Conduct periodic reviews to identify and mitigate compliance risks.
• Prepare detailed reports on monitoring outcomes and recommend corrective actions.
• Conduct ongoing surveillance and assessments of the bank's activities to identify potential risks or breaches.

Regulatory Liaison

• Support on regulatory liaison matters (e.g., SDIC).

Policy Reviews

• Assist in updating compliance policies and procedures to reflect current regulatory requirements and Head Office requirements.

Other Responsibilities

• Support other workstreams on operational risk, business continuity management, third-party management, and ad-hoc duties assigned by the Head of Compliance.

Requirements

• Bachelor’s degree in Finance, Risk Management, Business Administration, or a related field.
• Minimum 3 years’ experience in Audit or Regulatory Compliance.