Senior Regulatory Compliance Lead – Banking

Fuku by Momofuku; Singapore; Vor Ort; SGD 80.000 - 120.000; Vollzeit

Zusammenfassung

Fuku, a Singapore-based bank, seeks a Regulatory Compliance Officer to ensure adherence to laws, regulations, and internal policies. You will manage compliance operations, regulatory reporting, and monitoring to support the bank’s compliance framework.

The role requires a bachelor’s degree and at least three years in audit or regulatory compliance, with strong attention to detail and ability to liaise with regulators and internal stakeholders.

Qualifikationen

• Bachelor’s degree in Finance, Risk Management, or related field.
• Minimum 3 years’ experience in Audit or Regulatory Compliance.

Aufgaben

• Compliance Operations: monitor and track regulatory requirements and ensure adherence to banking laws and best practices.
• Regulatory Reporting: prepare, review, and submit accurate regulatory reports in a timely manner; coordinate with internal stakeholders for data accuracy.
• Compliance Monitoring Program: conduct periodic reviews, identify risks, and propose corrective actions; produce monitoring reports.
• Regulatory Liaison: support on regulatory liaison matters (e.g., SDIC).
• Policy Reviews: assist in updating compliance policies and procedures to reflect current regulatory requirements.
• Other Responsibilities: support other workstreams on operational risk, business continuity management, third-party management, and ad-hoc duties.

Kenntnisse

Regulatory compliance

Risk management

Policy reviews

Regulatory reporting

Stakeholder liaison

Ausbildung

Bachelor's degree in Finance/Risk Management/related field

Tools

GRC software

Jobbeschreibung

Job Summary:
The Regulatory Compliance Officer is responsible for ensuring the bank adheres to all applicable laws, regulations, internal policies, and other workstreams. This role encompasses compliance operations, regulatory reporting, compliance monitoring, policy reviews, and supporting the bank’s overall Singapore compliance framework.

Key Responsibilities:

Compliance Operations
- Monitor and track compliance with regulatory requirements, ensuring adherence to applicable banking laws, standards, and best practices.
- Conduct periodic reviews of compliance-related processes to identify gaps and recommend corrective actions.
- Maintain up-to-date records of compliance activities, ensuring timely escalation of non-compliance issues.

Regulatory Reporting
- Prepare, review, and submit accurate regulatory reports in a timely manner, ensuring alignment with requirements set by local authorities.
- Liaise with internal stakeholders to ensure data accuracy and completeness for compliance reporting.

Compliance Monitoring Program
- Conduct periodic reviews to identify and mitigate compliance risks.
- Prepare detailed reports on monitoring outcomes and recommend corrective actions.
- Conduct ongoing surveillance and assessments of the bank's activities to identify potential risks or breaches.

Regulatory Liaison
- Support on regulatory liaison matters (e.g., SDIC).

Policy Reviews
- Assist in updating compliance policies and procedures to reflect current regulatory requirements and Head Office requirements.

Other Responsibilities
- Support other workstreams on operational risk, business continuity management, third-party management, and ad-hoc duties assigned by the Head of Compliance.

Requirements:
- Bachelor’s degree in Finance, Risk Management, Business Administration, or a related field.
- Minimum 3 years’ experience in Audit or Regulatory Compliance.