Private Wealth Associate: Trade, KYC & Client Service

HAITONG INTERNATIONAL SECURITIES (SINGAPORE) PTE. LTD.; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

HAITONG INTERNATIONAL SECURITIES (SINGAPORE) PTE. LTD. is seeking an Associate for Private Wealth Management to serve as the primary contact for client inquiries, support investment sales, and manage multi-asset trade execution.

The role includes leading KYC/AML onboarding, maintaining documentation, and collaborating with regional teams to optimize processes. The ideal candidate has 3–5 years in private banking/wealth management, strong Mandarin skills, and a finance-related degree with CMFAS

Qualifications

• Bachelor’s degree in Finance, Economics, or related field.
• CMFAS Modules (M1B, M5, M6, M6A, M8, M8A) preferred for Singapore-based roles.
• 3–5 years in Private Banking or Wealth Management with strong trade execution and KYC experience.
• Proficiency in Mandarin due to liaison with Hong Kong office and Greater China clients.

Responsibilities

• Act as the primary contact for client inquiries regarding investment products, market updates and portfolio status.
• Support the RM in preparing pitch books, investment proposals, and portfolio reviews for HNW clients.
• Assist in the Investment Sales process by identifying client needs and ensuring product disclosures are clear.
• Perform multi-asset trade execution and trade booking with high precision; manage lifecycle and daily P&L.
• Oversee dealing infrastructure and systems to ensure smooth processing of investment products.
• Lead KYC and AML onboarding processes for new clients and periodic reviews.
• Maintain accuracy in sales documents, product agreements, and SLAs.
• Assist management in credit monitoring, collateral management, and limit setting for leveraged clients.
• Keep abreast of MAS Singapore and regional regulatory changes to ensure compliance.
• Collaborate with Hong Kong Investment Products team to align product offerings and regional strategies.
• Work with Technology, Operations, and Risk to troubleshoot issues and improve workflows.

Skills

Mandarin proficiency

Client service

Education

Bachelor's degree in Finance/Economics/related field

CMFAS Modules (M1B, M5, M6, M6A, M8, M8A)

Tools

Trading platforms

Job description

HAITONG INTERNATIONAL SECURITIES (SINGAPORE) PTE. LTD. is seeking an Associate for Private Wealth Management to serve as the primary contact for client inquiries, support investment sales, and manage multi-asset trade execution.

The role includes leading KYC/AML onboarding, maintaining documentation, and collaborating with regional teams to optimize processes. The ideal candidate has 3–5 years in private banking/wealth management, strong Mandarin skills, and a finance-related degree with CMFAS