Market Surveillance Executive

RECRUIT LYNC PTE. LTD.; Singapore; On-site; SGD 60,000 - 110,000; Full time

Job summary

RECRUIT LYNC PTE. LTD. in Singapore is seeking a Compliance and Surveillance Analyst to monitor trading activities and investigate unusual transactions from its Raffles Place office.

You will review alerts, identify potential market misconduct, and conduct preliminary investigations in a highly regulated environment. Salary is commensurate with experience; the role supports regulatory reporting, governance improvements, and liaises with regulators.

Qualifications

• Bachelor's degree in Law, Finance, Business, Accounting, Economics, or related discipline.
• Minimum 1-3 years of relevant experience in market surveillance, trading compliance, regulatory compliance, or derivatives trading environments.
• Experience in derivatives trading surveillance or investigations is advantageous.
• Background in investigations, enforcement, regulatory bodies, or law enforcement is a plus.
• Strong analytical, investigative, and problem-solving skills.
• Proficient in handling and analysing large datasets.
• Able to work independently while collaborating effectively within a team.

Responsibilities

• Monitor trading activities and investigate unusual transactions, orders, and trading behaviour.
• Review surveillance alerts and identify potential market misconduct or regulatory breaches.
• Conduct preliminary investigations and elevate suspicious activities where necessary.
• Maintain and enhance market surveillance frameworks, policies, and procedures.
• Support regulatory compliance activities, including reporting and internal control reviews.
• Liaise with regulators, external authorities, and internal stakeholders on compliance-related matters.
• Assist in strengthening corporate governance practices and internal processes.
• Support whistleblowing investigations, disciplinary matters, and other compliance projects.

Skills

Strong analytical skills

Investigative skills

Problem-solving

Data analysis

Independent worker

Team collaboration

Education

Bachelor's degree in Law, Finance, Business, Accounting, Economics, or related discipline

Job description

Location: Raffles Place
Salary: Commensurate with experience
Working Hours: Monday to Friday, 9:00 AM – 6:00 PM

Job Responsibilities

• Monitor trading activities and investigate unusual transactions, orders, and trading behaviour.
• Review surveillance alerts and identify potential market misconduct or regulatory breaches.
• Conduct preliminary investigations and elevate suspicious activities where necessary.
• Maintain and enhance market surveillance frameworks, policies, and procedures.
• Support regulatory compliance activities, including reporting and internal control reviews.
• Liaise with regulators, external authorities, and internal stakeholders on compliance-related matters.
• Assist in strengthening corporate governance practices and internal processes.
• Support whistleblowing investigations, disciplinary matters, and other compliance projects.

Requirements

• Bachelor's degree in Law, Finance, Business, Accounting, Economics, or a related discipline.
• Minimum 1-3 years of relevant experience in market surveillance, trading compliance, regulatory compliance, or derivatives trading environments.
• Experience in derivatives trading surveillance or investigations will be advantageous.
• Background in investigations, enforcement, regulatory bodies, or law enforcement is a plus.
• Strong analytical, investigative, and problem-solving skills.
• Proficient in handling and analysing large datasets.
• Able to work independently while collaborating effectively within a team environment.

Why Join Us?

• Opportunity to work within a highly regulated financial markets environment.
• Exposure to market surveillance, compliance, investigations, and corporate governance functions.
• Collaborative and professional working environment in the heart of Singapore's financial district.