Market Surveillance Analyst - Derivatives

RECRUIT LYNC PTE. LTD.; Singapore; On-site; SGD 80,000 - 120,000; Full time

Job summary

RECRUIT LYNC PTE. LTD. is seeking a compliance professional to monitor derivatives trading activities and oversee market surveillance to ensure a fair, transparent market. You will support investigations, regulatory reporting and governance with MAS liaison.

The role requires a degree in Banking & Finance and at least 3 years in derivatives trading compliance or market surveillance, with strong Chinese communication skills. Prior investigation experience is a plus.

Qualifications

• Degree in Banking & Finance or related field.
• Minimum 3 years of relevant experience in derivatives trading compliance or market surveillance.
• Investigation or law enforcement experience is advantageous.
• Excellent Chinese proficiency with strong written and verbal communication skills.

Responsibilities

• Monitor trading activities and analyse surveillance alerts to identify potential market misconduct and unusual trading behaviour.
• Support investigations, escalation and reporting of suspicious trading activities to relevant stakeholders and regulators.
• Review and enhance market surveillance frameworks, policies, procedures and alert parameters.
• Ensure compliance with regulatory obligations under the Securities and Futures Act, including regulatory reporting, breach assessments and internal controls.
• Liaise with regulators, including the Monetary Authority of Singapore (MAS), and support regulatory and compliance matters.
• Support corporate governance activities, including Board and shareholder matters, as well as whistleblowing and disciplinary reviews.

Skills

Market surveillance

Regulatory compliance

Investigation

Chinese proficiency

Education

Degree in Banking & Finance

Job description

• Monday - Friday
• Raffles Place (Near MRT)
• Career Progression

Support the Legal, Regulatory and Compliance Department in maintaining a fair, orderly and transparent market, ensuring compliance with regulatory requirements and strengthening company's internal governance and controls.

Key Responsibilities

• Monitor trading activities and analyse surveillance alerts to identify potential market misconduct and unusual trading behaviour.
• Support investigations, escalation and reporting of suspicious trading activities to relevant stakeholders and regulators.
• Review and enhance market surveillance frameworks, policies, procedures and alert parameters.
• Ensure compliance with regulatory obligations under the Securities and Futures Act, including regulatory reporting, breach assessments and internal controls.
• Liaise with regulators, including the Monetary Authority of Singapore (MAS), and support regulatory and compliance matters.
• Support corporate governance activities, including Board and shareholder matters, as well as whistleblowing and disciplinary reviews.

Requirements

• Degree in Banking & Finance or other related field
• Minimum 3 years of relevant experience in derivatives trading compliance or market surveillance.
• Investigation or law enforcement experience is advantageous.
• Excellent Chinese proficiency with strong written and verbal communication skills.

We regret to inform you that only shortlisted candidates will be notified.