Market Surveillance Analyst

RECRUIT LYNC PTE. LTD.; Singapore; On-site; SGD 90,000 - 130,000; Full time

Job summary

RECRUIT LYNC PTE. LTD. in Singapore seeks a compliance professional to monitor trading activities, analyse alerts, and assist in investigations and reporting of suspicious trades.

You will help strengthen governance and internal controls within a busy regulatory environment. The role involves liaising with MAS and supporting governance and whistleblowing reviews, with a focus on regulatory obligations under the Securities and Futures Act.

Qualifications

• Degree in Banking & Finance or related field.
• Minimum 3 years of relevant experience in derivatives trading compliance or market surveillance.
• Investigation or law enforcement experience is advantageous.

Responsibilities

• Monitor trading activities and analyse surveillance alerts to identify potential market misconduct and unusual trading behaviour.
• Support investigations, escalation and reporting of suspicious trading activities to relevant stakeholders and regulators.
• Review and enhance market surveillance frameworks, policies, procedures and alert parameters.
• Ensure compliance with regulatory obligations under the Securities and Futures Act, including regulatory reporting, breach assessments and internal controls.
• Liaise with regulators, including the Monetary Authority of Singapore (MAS), and support regulatory and compliance matters.
• Support corporate governance activities, including Board and shareholder matters, as well as whistleblowing and disciplinary reviews.

Skills

Regulatory compliance

Market surveillance

Investigations

Governance

Regulator liaison

Education

Degree in Banking & Finance

Job description

Monday - Friday Raffles Place (Near MRT)

Career Progression

Support the Legal, Regulatory and Compliance Department in maintaining a fair, orderly and transparent market, ensuring compliance with regulatory requirements and strengthening company's internal governance and controls.

Key Responsibilities

• Monitor trading activities and analyse surveillance alerts to identify potential market misconduct and unusual trading behaviour.
• Support investigations, escalation and reporting of suspicious trading activities to relevant stakeholders and regulators.
• Review and enhance market surveillance frameworks, policies, procedures and alert parameters.
• Ensure compliance with regulatory obligations under the Securities and Futures Act, including regulatory reporting, breach assessments and internal controls.
• Liaise with regulators, including the Monetary Authority of Singapore (MAS), and support regulatory and compliance matters.
• Support corporate governance activities, including Board and shareholder matters, as well as whistleblowing and disciplinary reviews.

Requirements

• Degree in Banking & Finance or other related field
• Minimum 3 years of relevant experience in derivatives trading compliance or market surveillance.
• Investigation or law enforcement experience is advantageous.

We regret to inform you that only shortlisted candidates will be notified.