Compliance Surveillance Officer

RECRUIT LYNC PTE. LTD.; Singapore; On-site; SGD 70,000 - 120,000; Full time

Job summary

RECRUIT LYNC PTE. LTD. is seeking a Compliance professional to support the Legal, Regulatory and Compliance Department in maintaining a fair, orderly and transparent market in Singapore.

You will ensure regulatory requirements are met and strengthen internal governance and controls, with exposure to MAS interactions. The role focuses on monitoring trading activities, conducting investigations, and enhancing compliance frameworks to address market misconduct and regulatory reporting obligations,

Qualifications

• Minimum 3 years of relevant experience in derivatives trading compliance or market surveillance.
• Investigation or law enforcement experience is advantageous.

Responsibilities

• Monitor trading activities and analyse surveillance alerts to identify potential market misconduct and unusual trading behaviour.
• Support investigations, escalation and reporting of suspicious trading activities to regulators and stakeholders.
• Review and enhance market surveillance frameworks, policies, procedures and alert parameters.
• Ensure compliance with regulatory obligations under the Securities and Futures Act, including regulatory reporting, breach assessments and internal controls.
• Liaise with regulators such as MAS and support regulatory and compliance matters.
• Support corporate governance activities, including Board and shareholder matters, whistleblowing and disciplinary reviews.

Skills

Regulatory compliance

Investigations

Education

Degree in Banking & Finance or related field

Job description

• Monday - Friday
• Raffles Place (Near MRT)
• Career Progression

Support the Legal, Regulatory and Compliance Department in maintaining a fair, orderly and transparent market, ensuring compliance with regulatory requirements and strengthening company's internal governance and controls.

Key Responsibilities

• Monitor trading activities and analyse surveillance alerts to identify potential market misconduct and unusual trading behaviour.
• Support investigations, escalation and reporting of suspicious trading activities to relevant stakeholders and regulators.
• Review and enhance market surveillance frameworks, policies, procedures and alert parameters.
• Ensure compliance with regulatory obligations under the Securities and Futures Act, including regulatory reporting, breach assessments and internal controls.
• Liaise with regulators, including the Monetary Authority of Singapore (MAS), and support regulatory and compliance matters.
• Support corporate governance activities, including Board and shareholder matters, as well as whistleblowing and disciplinary reviews.

Requirements

• Degree in Banking & Finance or other related field
• Minimum 3 years of relevant experience in derivatives trading compliance or market surveillance.
• Investigation or law enforcement experience is advantageous.

We regret to inform you that only shortlisted candidates will be notified.