Analyst, Compliance (Contract)

Maybank Investment Banking Group; Singapore; On-site; SGD 60,000 - 90,000; Part time

Job summary

Maybank Securities is a leading brokerage house and investment bank in ASEAN. This contract role offers the possibility of conversion to a permanent position in due course and is based in Singapore.

The role focuses on trade surveillance, control room monitoring, AML reviews, and supporting product teams on routine compliance and business conduct matters. Applicants should have a bachelor’s degree in a relevant discipline and 2–3 years of compliance experience in the financial sector.

Qualifications

• Bachelor degree in Accountancy, Business Administration or relevant discipline.
• 2–3 years of audit or compliance experience in the financial industry preferred.
• Keen interest to have an exposure in compliance experience in the financial services industry.
• Knowledge in Securities and Futures Act, Financial Advisors Act and/or Anti-Money Laundering will be an advantage.
• Strong analytical skills and detailed oriented.
• Possess good interpersonal and communication skills.
• Ability to work within an environment with high pressure on timelines and quality of deliveries, both independently and as a team.
• Fresh graduates are also welcome to apply.

Responsibilities

• Perform trade surveillance function and routine compliance reviews.
• Perform control room and business monitoring functions.
• Perform AML-related reviews and support.
• Support appointed representatives and product teams on routine compliance and business conduct matters.
• Review of product related marketing and training materials.
• Administration of e-learning on compliance related training.

Skills

Regulatory compliance

AML knowledge

Analytical skills

Interpersonal skills

Ability to work under pressure

Education

Bachelor degree in Accountancy/Business Administration or relevant discipline

Job description

Maybank Securities is a leading brokerage house and investment bank in ASEAN. Maybank Securities provides services in corporate finance, debt markets, equity capital markets, derivatives, retail and institutional securities broking and research.

This is a contract role with the possibility of converting to a permanent position.

Job Description

• Perform trade surveillance function and routine compliance reviews.
• Perform control room and business monitoring functions.
• Perform AML-related reviews and support.
• Support appointed representatives and product teams on routine compliance and business conduct matters.
• Review of product related marketing and training materials.
• Administration of e-learning on compliance related training.

Requirements

• Bachelor degree in Accountancy, Business Administration or relevant discipline/ qualifications.
• 2-3 years of audit or compliance experience in the financial industry preferred.
• Keen interest to have an exposure in compliance experience in the financial services industry.
• Knowledge in Securities and Futures Act, Financial Advisors Act and/or Anti-Money Laundering will be an advantage.
• Strong analytical skills and detailed oriented.
• Possess good interpersonal and communication skills.
• Ability to work within an environment with high pressure on timelines and quality of deliveries, both independently and as a team.
• Fresh graduates are also welcome to apply.

We regret that only shortlisted candidates will be notified.