Market Conduct Advisory #ESY

RECRUIT EXPRESS PTE LTD; Singapore; On-site; SGD 70,000 - 90,000; Full time

Job summary

RECRUIT EXPRESS PTE LTD is seeking a team member to ensure regulatory compliance of the consumer banking business, covering market conduct risk management and cross-border compliance matters.

You will assist with CMFAS exemptions and fit-and-proper assessments for recruitment, manage internal stakeholder communications, and contribute to process improvements and risk-related projects across the organisation.

Responsibilities

• Assisting with the assessment of CMFAS exemptions and fit-and-proper assessments for the recruitment of sales staff.
• Assisting with the internal stakeholder disseminations and compliance with regulatory updates.
• Preparing for and executing the annual recertification exercise for 2027
• Assisting with the biennial reviews for country-specific cross-border marketing guidelines
• Contributing to projects for process enhancement and framework clarity.
• Contributing to risk-related projects, initiatives, and continuous improvement activities as required.

Job description

You will be part of the team that is responsible for ensuring regulatory compliance of the consumer banking business, covering areas such as market conduct risk management and cross-border compliance matters.

Key responsibilities will include:

• Assisting with the assessment of CMFAS exemptions and fit-and-proper assessments for the recruitment of sales staff.
• Assisting with the internal stakeholder disseminations and compliance with regulatory updates.
• Preparing for and executing the annual recertification exercise for 2027
• Assisting with the biennial reviews for country-specific cross-border marketing guidelines
• Contributing to projects for process enhancement and framework clarity.
• Contributing to risk-related projects, initiatives, and continuous improvement activities as required.