Global Compliance & Risk Specialist – Asset Management

Schroders; Singapore; On-site; SGD 90,000 - 150,000; Full time

Job summary

Schroders in Singapore is seeking a Compliance Specialist to ensure adherence to regulatory requirements across the business. You will implement and maintain monitoring programs, provide advisory support to the business, and liaise with regulators, auditors and senior management.

Key duties include trade surveillance, AML controls, substantial shareholding reporting, and cross‑border advisory for Southeast Asia.

Qualifications

• Degree holder with 3–5 years in asset management compliance.
• Good understanding of local asset management regulations.
• Experience with AML, regulatory reporting and cross-border activities.
• Strong communication and interpersonal skills; able to work independently.

Responsibilities

• Keep abreast of regulatory changes and provide advisory to the business.
• Conduct trade surveillance and monitor compliance program effectiveness.
• Assist MLRO on anti-money laundering controls.
• Monitor substantial shareholding disclosures.
• Provide cross-border advisory for Southeast Asia.
• Collaborate with functions on new initiatives and review marketing materials.
• Support management reporting to senior management and Group.

Skills

Regulatory knowledge

Analytical thinking

Communication skills

Teamwork

Problem solving

Independent work

Education

Degree Holder

Job description

Schroders in Singapore is seeking a Compliance Specialist to ensure adherence to regulatory requirements across the business. You will implement and maintain monitoring programs, provide advisory support to the business, and liaise with regulators, auditors and senior management.

Key duties include trade surveillance, AML controls, substantial shareholding reporting, and cross‑border advisory for Southeast Asia.