Front Office Risk & Controls Specialist

Indosuez Wealth Management

Singapore

On-site

SGD 120,000 - 180,000

Full time

3 days ago
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Job summary

Indosuez Wealth Management Singapore seeks a dynamic First Line of Defense Internal Control Specialist to strengthen risk governance and oversee Private Banking activities at our Singapore branch. Reporting to the Internal Control Team Lead, you will drive front office controls, KRIs, sales suitability and advisory processes, and collaborate with Compliance and risk teams to sustain a robust risk culture.

You will lead control reviews, perform data analyses, drive remediation with documented

Qualifications

  • Bachelor's degree or equivalent professional credential.
  • Minimum 5 years in internal control, risk management, audit, or related fields.
  • Strong knowledge of private banking/advisory processes.
  • Excellent analytical skills and data literacy.
  • Proactive problem-solving and independent judgement.
  • Excellent communication and stakeholder management.

Responsibilities

  • Execute and evolve the 1LoD risk framework with KRIs across Front Office activities.
  • Perform front office controls and surveillance: sales suitability, advisory processes, and fund transfers.
  • Lead regular business and control reviews with actionable risk insights.
  • Conduct deep-dive data analyses to identify control lapses and design improvements.
  • Drive end-to-end remediation with documented closure evidence.
  • Provide advisory on internal policies and regulatory requirements to Front Office teams.
  • Collaborate with Compliance, Second Line Risk, and operations to maintain risk culture.
  • Coordinate audit responses and evidence preparation.
  • Deliver risk-awareness training and support governance initiatives.

Skills

Front Office controls
Sales suitability
KRI monitoring
Risk management
Data analysis
VBA macros
Power BI
Python
SQL
Auditing

Education

Bachelor's degree

Tools

Power BI
Tableau
Python
SQL
VBA macros

Job description

Indosuez Wealth Management Singapore seeks a dynamic First Line of Defense Internal Control Specialist to strengthen risk governance and oversee Private Banking activities at our Singapore branch. Reporting to the Internal Control Team Lead, you will drive front office controls, KRIs, sales suitability and advisory processes, and collaborate with Compliance and risk teams to sustain a robust risk culture.

You will lead control reviews, perform data analyses, drive remediation with documented

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