Senior Risk & Controls Advisor - 1LOD Compliance

Sumitomo Mitsui Banking Corporation; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

Sumitomo Mitsui Banking Corporation Singapore is seeking an experienced Compliance professional to lead risk and regulatory controls as a first line of defense partner. You will oversee risk assessments, control improvements and responses to information requests, coordinating with 2LOD reviews and audits to remediate findings.

The role requires 6–10 years in banking compliance, solid knowledge of Banking Act and related notices, strong analytical abilities, and proven collaboration across the

Qualifications

• Relevant degree holder with 6–10 years of compliance, risk or regulatory work in banking.
• Strong knowledge of Banking Act and related notices/subsidiary legislation and ability to apply.
• Good judgement and problem-solving skills with results-oriented focus.
• Team player with ability to work across all levels of the organization.
• Strong analytical and communication skills; proactive and independent.
• Experience with MSForms, Power BI and Microsoft 365 preferred.

Responsibilities

• Provide advisory support and serve as a resource to departments in ASDV on compliance and controls.
• Maintain risk control register; perform risk assessments and identify control gaps.
• As 1LOD, oversee surveillance and coordinate with 2LOD to remediate findings.
• Oversee COI and PSI controls including information barrier protocols.
• Review pitchbooks for regulatory compliance and fair dealing.
• Coordinate and manage mandatory internal training and CPD hours.
• Assist during audits or inspections and help resolve issues.

Skills

Regulatory compliance

Risk management

Regulatory reporting

Power BI

MS Forms

Microsoft 365

Education

Bachelor's degree

Tools

M365 applications

Job description

Sumitomo Mitsui Banking Corporation Singapore is seeking an experienced Compliance professional to lead risk and regulatory controls as a first line of defense partner. You will oversee risk assessments, control improvements and responses to information requests, coordinating with 2LOD reviews and audits to remediate findings.

The role requires 6–10 years in banking compliance, solid knowledge of Banking Act and related notices, strong analytical abilities, and proven collaboration across the