Compliance & Risk Officer

PHEIM ASSET MANAGEMENT (ASIA) PTE LTD; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

PHEIM ASSET MANAGEMENT (ASIA) PTE LTD is seeking a Compliance & Risk Officer in Singapore to oversee the firm's compliance framework and ensure adherence to regulatory requirements. The role involves risk assessments, policy reviews, and training to promote governance and ethical practices.

The ideal candidate will have a degree in a relevant field, strong communication and interpersonal skills, and the ability to work independently. Immediate availability is a plus.

Qualifications

• Bachelor's degree in Business, Finance, Economics, Accounting, Commerce, or related discipline.
• Good written and verbal communication skills.
• Ability to work independently as well as in collaboration with others.
• Self-motivated, committed and enthusiastic.
• Strong interpersonal skills and relationship-building ability.
• Proficiency in MS Office applications.

Responsibilities

• Develop, implement and maintain the Company's compliance and risk management framework.
• Monitor compliance with laws, regulations, internal policies and industry standards.
• Review and update policies, procedures and controls for regulatory compliance.
• Conduct periodic compliance monitoring, risk assessments and internal reviews.
• Advise management on regulatory developments and potential impacts.
• Coordinate with regulators, external auditors and stakeholders.

Skills

Written & Verbal Communication

Interpersonal Skills

Independent Work

Self-motivated

MS Office Proficiency

Education

Bachelor's degree in Business/Finance/Economics/Accounting/Commerce

Tools

MS Office

Job description

The firm is looking for a Compliance & Risk Officer to oversee the Company's compliance framework, ensure adherence to applicable laws and regulatory requirements, identify and mitigate operational and compliance risks, and promote a strong culture of governance and ethical business practices.

Key responsibilities:

• Develop, implement, and maintain the Company's compliance and risk management framework.

• Monitor compliance with applicable laws, regulations, internal policies, and industry standards.

• Review and update internal policies, procedures, and controls to ensure ongoing regulatory compliance.

• Conduct periodic compliance monitoring, risk assessments, and internal reviews.

• Advise management on regulatory developments and their potential impact on the Company's operations.

• Coordinate with regulators, external auditors, and other relevant stakeholders on compliance-related matters.

• Investigate compliance incidents, breaches, or complaints, and recommend corrective and preventive actions.

• Prepare compliance and risk reports for senior management and the Board of Directors.

• Deliver compliance training and awareness programs to employees.

• Maintain accurate compliance records and ensure timely regulatory filings where applicable.

• Foster a culture of integrity, ethical conduct, and risk awareness throughout the organization.

• Perform other ad hoc duties as assigned by Management.

Preferred Qualifications/Competencies/Skills/Profile:

• Bachelor's degree in Business, Finance, Economics, Accounting, Commerce, or a related discipline. Prior experience in compliance and risk management will be an added advantage.

• Candidate without experience may be considered.

• Good written and verbal communication skills.

• Ability to work independently as well as in collaboration with others.

• Self-motivated, committed, and enthusiastic.

• Strong interpersonal skills with the ability to build positive working relationships.

• Proficiency in MS Office applications is expected

• Immediate or short notice preferred.

Only shortlisted candidates will be contacted.