Compliance & Risk Officer

Pheim Asset Management (Asia) Pte Ltd; Singapore; On-site; SGD 90,000 - 130,000; Full time

Job summary

Pheim Asset Management (Asia) Pte Ltd is seeking a Compliance & Risk Officer to oversee the firm's compliance framework, monitor laws and regulatory requirements, and promote governance and ethical practices.

Key duties include developing and maintaining the framework, conducting risk assessments, advising management on regulatory developments, coordinating with regulators and auditors, and delivering training to staff to foster a culture of integrity.

Qualifications

• Bachelor's degree in business, finance, economics, accounting, commerce, or related discipline.
• Prior experience in compliance and risk management is preferred.
• Strong written and verbal communication skills.
• Ability to work independently and collaboratively.
• Self-motivated with enthusiasm and integrity.

Responsibilities

• Develop and maintain the company's compliance and risk framework.
• Monitor compliance with laws, regulations, internal policies, and industry standards.
• Review and update policies and controls for regulatory compliance.
• Conduct periodic risk assessments and internal reviews.
• Advise management on regulatory developments and their impacts.

Skills

Communication skills

Independent worker

Interpersonal skills

MS Office

Education

Bachelor's degree

Tools

MS Office

Job description

About the role

The firm is looking for a Compliance & Risk Officer to oversee the Company's compliance framework, ensure adherence to applicable laws and regulatory requirements, identify and mitigate operational and compliance risks, and promote a strong culture of governance and ethical business practices.

Key responsibilities

• Develop, implement, and maintain the Company's compliance and risk management framework.




• Monitor compliance with applicable laws, regulations, internal policies, and industry standards.




• Review and update internal policies, procedures, and controls to ensure ongoing regulatory compliance.




• Conduct periodic compliance monitoring, risk assessments, and internal reviews.




• Advise management on regulatory developments and their potential impact on the Company's operations.




• Coordinate with regulators, external auditors, and other relevant stakeholders on compliance-related matters.




• Investigate compliance incidents, breaches, or complaints, and recommend corrective and preventive actions.




• Prepare compliance and risk reports for senior management and the Board of Directors.




• Deliver compliance training and awareness programs to employees.




• Maintain accurate compliance records and ensure timely regulatory filings where applicable.




• Foster a culture of integrity, ethical conduct, and risk awareness throughout the organization.




• Perform other ad hoc duties as assigned by Management.

About you

• Bachelor's degree in Business, Finance, Economics, Accounting, Commerce, or a related discipline.




• Prior experience in compliance and risk management will be an added advantage.




• Good written and verbal communication skills.




• Ability to work independently as well as in collaboration with others.




• Self-motivated, committed, and enthusiastic.




• Strong interpersonal skills with the ability to build positive working relationships.




• Proficiency in MS Office applications is expected.




• Immediate or short notice preferred.

Only shortlisted candidates will be contacted.