Global Private Banking Compliance Leader

Revolut; Polska; On-site; PLN 180,000 - 260,000; Full time

Job summary

Revolut is seeking a Business Compliance Manager to advise and oversee regulatory risks across investment and trading products within private banking. You’ll enable innovation while meeting global regulatory expectations.

You’ll review initiatives, guide Product, Operations and Marketing on compliant new ventures, and oversee compliance for private banking activities, with focus on conduct, client communications and governance.

Qualifications

• Experience in regulatory change management.
• Familiarity with end-to-end policy, procedure and control design.
• Experience approving financial promotions and client communications in regulated environments.
• Expertise in product governance and conduct, covering complaints, conflicts of interest, costs/charges disclosures, and vulnerable client frameworks.
• In-depth knowledge of MiFID.

Responsibilities

• Reviewing and approving new initiatives and entity expansions.
• Providing strategic guidance to our Product, Operations, and Marketing teams on building new initiatives in a compliant and pragmatic way.
• Overseeing the entities distributing private banking propositions with respect to product reviews, complaints, conduct of Private Bankers, and their compliance with internal policy requirements.
• Reviewing and approving financial promotions and client communications.
• Developing and updating global private banking control frameworks regarding conduct, sales quality standards, financial promotions, product governance, etc. to enable safe business growth.

Skills

Regulatory change management

Policy design

Financial promotions approvals

Product governance

MiFID knowledge

Job description

Revolut is seeking a Business Compliance Manager to advise and oversee regulatory risks across investment and trading products within private banking. You’ll enable innovation while meeting global regulatory expectations.

You’ll review initiatives, guide Product, Operations and Marketing on compliant new ventures, and oversee compliance for private banking activities, with focus on conduct, client communications and governance.