Senior Compliance Officer & Advisory Manager

INTIME COMPLIANCE PTE. LTD.; Santo Niño 1st; On-site; PHP 1,000,000 - 2,000,000; Full time

Job summary

INTIME COMPLIANCE PTE. LTD. is seeking an experienced regulatory compliance professional to manage obligations for boutique financial institutions, asset managers, and brokers.

You will address senior management queries, guide framework implementations, and oversee CDD, advisory reports, and MAS regulatory returns. The role involves supporting internal audits, licensing applications under the Securities and Futures Act or Financial Advisers Act, and AML/CFT measures, with a focus on

Qualifications

• Minimum 5+ years of regulatory compliance experience in audit firms or financial institutions.
• Bachelor’s degree in Accountancy, Finance, Banking, Business, or Law.
• Certifications such as ICA or ACAMS are advantageous.

Responsibilities

• Manage compliance obligations for boutique financial institutions, external asset managers, and brokers (AI).
• Address senior management’s compliance queries and provide guidance on implementing compliance frameworks.
• Handle customer due diligence (CDD), draft advisory reports, and review MAS regulatory returns and filings.
• Support internal audits and licensing applications under relevant acts; assist AML/CFT measures.
• Understand prospect needs and recommend company solutions.

Skills

English proficiency

Education

Bachelor’s degree in Accountancy, Finance, Banking, Business, or Law

ICA

ACAMS

Job description

INTIME COMPLIANCE PTE. LTD. is seeking an experienced regulatory compliance professional to manage obligations for boutique financial institutions, asset managers, and brokers.

You will address senior management queries, guide framework implementations, and oversee CDD, advisory reports, and MAS regulatory returns. The role involves supporting internal audits, licensing applications under the Securities and Futures Act or Financial Advisers Act, and AML/CFT measures, with a focus on