Compliance Associate – Audit / Regulatory Compliance

Search Personnel Pte Ltd; Santo Niño 1st; On-site; PHP 2,181,000 - 2,399,000; Full time

Benefits offered by this job

14 Days Annual Leave

Job summary

Search Personnel Pte Ltd. is seeking a Compliance Associate - Audit / Regulatory Compliance to support day-to-day regulatory activities, review CDD, sanctions and PEP screening, and assist with EDD for risk mitigation. The role offers a permanent, full-time position in a central location with standard working hours.

Candidates with audit experience transitioning into regulatory compliance are welcome. A degree in a related field is required and English communication must be strong for effective

Qualifications

• Degree in Accountancy, Finance, Business, Law or a related discipline.
• Minimum 2 years of audit experience gained in a professional services firm or large organisation.
• Regulatory Compliance and/or AML/CFT experience will be an advantage.
• Strong analytical skills with good attention to detail.
• Good written and spoken English, with the ability to prepare clear compliance documentation and communicate effectively with clients, regulators, auditors and internal stakeholders.
• Able to manage multiple priorities and work independently.

Responsibilities

• Support day-to-day regulatory compliance and AML/CFT activities.
• Review Client Due Diligence (CDD) documents and assess client risk classifications.
• Review screening alerts relating to sanctions, Politically Exposed Persons (PEPs) and adverse news.
• Support Enhanced Due Diligence (EDD) and appropriate risk mitigation measures.
• Assist in compliance monitoring, testing, documentation and preparation of reports.
• Keep abreast of relevant regulatory developments in Singapore and Hong Kong.
• Support updates to compliance policies, procedures and internal controls.
• Coordinate information requests from regulators, auditors and relevant stakeholders.

Skills

Audit experience

Analytical skills

English communication

Multitasking

Education

Degree in Accountancy, Finance, Business, Law or a related discipline

Job description

• Position: Compliance Associate - Audit / Regulatory Compliance




• Location: Central - Near Raffles Place MRT




• Working Hours: Monday to Friday, 9.00am to 6.00pm




• Salary (commensurate with experience): $S4,000 - $S$4,400 per month + Performance Bonus




• Benefits: 14 Days Annual Leave




• Duration: Permanent / Full-Time




• Industry: Professional Services / Regulatory Compliance

Career Transition Opportunity

Candidates with audit experience who are looking to transition into regulatory compliance are encouraged to apply. Prior regulatory compliance and/or AML/CFT experience would be advantageous but is not mandatory, as candidates with strong audit, risk assessment, controls review and analytical experience will also be considered.

Main Responsibilities:

• Support day-to-day regulatory compliance and AML/CFT activities.




• Review Client Due Diligence (CDD) documents and assess client risk classifications.




• Review screening alerts relating to sanctions, Politically Exposed Persons (PEPs) and adverse news.




• Support Enhanced Due Diligence (EDD) and appropriate risk mitigation measures.




• Assist in compliance monitoring, testing, documentation and preparation of reports.




• Keep abreast of relevant regulatory developments in Singapore and Hong Kong.




• Support updates to compliance policies, procedures and internal controls.




• Coordinate information requests from regulators, auditors and relevant stakeholders.

Requirements:

• Degree in Accountancy, Finance, Business, Law or a related discipline.




• Minimum 2 years of audit experience gained in a professional services firm or large organisation.




• Regulatory Compliance and/or AML/CFT experience will be an advantage.




• Strong analytical skills with good attention to detail.




• Good written and spoken English, with the ability to prepare clear compliance documentation and communicate effectively with clients, regulators, auditors and internal stakeholders.




• Able to manage multiple priorities and work independently.