Compliance Executive – Financial Services & Regulatory Risk

The Supreme HR Advisory Pte Ltd

Santo Niño 1st

On-site

PHP 1,928,000 - 2,479,000

Full time

10 days ago
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Benefits offered by this job

Attractive Salary Package
Company Benefits & Incentives

Job summary

The Supreme HR Advisory Pte Ltd is seeking a Compliance Executive in Singapore to ensure legal and ethical operations while supporting business goals. The role focuses on regulatory compliance, risk management, and governance within a financial advisory context.

You will handle due diligence, regulatory reporting, and communications of regulatory changes to partners and staff, with a view to uphold MAS-licensed operations and high ethical standards.

Qualifications

  • Minimum 'A' level or Diploma with experience in the financial advisory industry.
  • Compliance qualification or FA/insurance industry experience is a plus.
  • Familiar with Microsoft Excel.

Responsibilities

  • Support the Risk and Compliance department.
  • Perform regulatory duties including audits, reporting, and investigations.
  • Stay updated on regulatory developments and communicate changes to the business.

Skills

Regulatory compliance
Risk management
Regulatory reporting

Education

A level / Diploma with experience in financial advisory

Tools

Excel

Job description

The Supreme HR Advisory Pte Ltd is seeking a Compliance Executive in Singapore to ensure legal and ethical operations while supporting business goals. The role focuses on regulatory compliance, risk management, and governance within a financial advisory context.

You will handle due diligence, regulatory reporting, and communications of regulatory changes to partners and staff, with a view to uphold MAS-licensed operations and high ethical standards.

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