Markets Regulatory Controls Analyst - Entry Level Compliance

Citigroup Inc.; Taguig; On-site; PHP 300,000 - 540,000; Full time

Job summary

Citigroup Inc. is seeking a DRO Markets Regulatory Controls Analyst (Reference Data Services) in Metro Manila, Philippines. The role involves monitoring and evaluating processes and data to ensure regulatory obligations are met, identifying gaps, and formulating policies.

You will work with Sales, Relationship Management and Compliance to complete due diligence for client records and sub-accounts. Entry-level to 2 years’ experience, strong communication skills, and familiarity with regulatory

Qualifications

• 0-2 years of working experience is expected.
• Excellent verbal and written communication skills.
• Experience with compliance and regulations is preferred.
• Familiarity with financial markets is desirable.

Responsibilities

• Conduct client profile reviews for customer accounts.
• Review information and documentation for compliance with local/global Citi standards.
• Create and maintain records by obtaining information from internal and external sources.
• Partner with Sales, Relationship Management and Compliance to assist with due diligence and regulatory requirements.
• Update internal forms/files and client profiles in line with policy requirements.
• Follow up with clients to ensure information is received before due date.
• Oversee and contribute to customer data across multiple systems and teams.

Skills

Regulatory compliance

Data analysis

Communication skills

Financial markets knowledge

Job description

Citigroup Inc. is seeking a DRO Markets Regulatory Controls Analyst (Reference Data Services) in Metro Manila, Philippines. The role involves monitoring and evaluating processes and data to ensure regulatory obligations are met, identifying gaps, and formulating policies.

You will work with Sales, Relationship Management and Compliance to complete due diligence for client records and sub-accounts. Entry-level to 2 years’ experience, strong communication skills, and familiarity with regulatory