Emerging Markets Regulatory Controls Analyst

Citibank (Switzerland) AG; Hinoba-an; On-site; Confidential; Full time

Job summary

Citi is seeking a DRO Markets Regulatory Controls Analyst (Ref Data Services Analyst 1) to monitor, assess, and analyze processes and data related to client records and regulatory obligations.

The role involves reviewing client information, maintaining records, and collaborating with Sales, Relationship Management, and Compliance teams to ensure compliance with Citi standards. The position emphasizes data integrity and accurate updates across multiple systems.

Qualifications

• 0-2 years working experience.
• Excellent communication skills – verbal and written.
• Experience with compliance and regulations is more preferred.
• Familiarity with the financial markets is more desirable.

Responsibilities

• Conduct client profile reviews for customer accounts
• Review all information and documentation ensuring compliance with local/global regulation and Citi standards
• Create and maintain records by obtaining information from internal and external sources
• Partner with Sales, Relationship Management and Compliance teams to assist with the preparation, development, due diligence and regulatory requirement of each record
• Update internal forms/files and related client profiles in adherence to policy requirements and/or internal policies
• Follow up with clients to ensure information is received before prescribed due date
• Day to day oversight and contribution to creation and maintenance of customer accounts, security and pricing data within multiple systems across multiple teams.

Skills

Client profiling

Regulatory compliance

Data interpretation

Communication skills

Job description

Citi is seeking a DRO Markets Regulatory Controls Analyst (Ref Data Services Analyst 1) to monitor, assess, and analyze processes and data related to client records and regulatory obligations.

The role involves reviewing client information, maintaining records, and collaborating with Sales, Relationship Management, and Compliance teams to ensure compliance with Citi standards. The position emphasizes data integrity and accurate updates across multiple systems.