Global Markets Ops & Compliance Lead

Union Bank of the Philippines; Manila; On-site; PHP 1,200,000 - 2,100,000; Full time

Job summary

Union Bank of the Philippines in Manila seeks a Global Markets Sales Operations Officer responsible for general oversight on legal vehicle, business risk and control matters, coordinating with product, sales and operations to maintain proper governance and regulatory alignment.

The successful candidate acts as the primary contact between the legal vehicle and regulators, drives compliance activities across Investments teams, and ensures timely action on control deficiencies and audit findings.

Qualifications

• Strong governance and regulatory compliance understanding.
• Ability to coordinate across multiple teams to ensure timely action on policies.

Responsibilities

• Drives compliance activities of the Investments teams for all internal/external policies and regulations.
• Coordinates with internal control functions to ensure successful implementation of matters related to new regulations, new policies, guidelines and corrective action requirements.
• Acts as business lead for any internal/external audits and compliance testing reviews.
• Ensures that the UFSI governance related pages on the website are updated.
• Responds promptly to any process / control deficiencies identified during internal self-assessment or external audits.

Skills

Accountability

Adaptability

Analytical

Good Communication Skills

Critical thinking

Teamwork

Willingness to learn

Job description

Union Bank of the Philippines in Manila seeks a Global Markets Sales Operations Officer responsible for general oversight on legal vehicle, business risk and control matters, coordinating with product, sales and operations to maintain proper governance and regulatory alignment.

The successful candidate acts as the primary contact between the legal vehicle and regulators, drives compliance activities across Investments teams, and ensures timely action on control deficiencies and audit findings.