Global Compliance Analyst – Audits & Client Liaison

LSEG

Philippines

On-site

PHP 700,000 - 1,100,000

Full time

8 days ago
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Benefits offered by this job

Healthcare
Retirement planning
Paid volunteering days
Wellbeing initiatives

Job summary

London Stock Exchange Group (LSEG) is seeking a Senior Associate Compliance Analyst to support Customer Assurance Managers across the end-to-end review process, coordinating planning, execution and closure. You will gather audit materials, engage clients, manage stakeholder communications, and ensure timely documentation.

Strong English, organizational skills and attention to detail are essential. This role covers global audits across regions and offers opportunities to impact risk management

Qualifications

  • Strong communication with customers and internal stakeholders.
  • Analytical skills to link seemingly unrelated subjects for compliance conclusions.
  • Ability to prioritize and manage many stakeholders with differing priorities.
  • Team-oriented with effective collaboration across the company.
  • Proven track record of client engagement.
  • Educational level: degree-level preferred, not essential.

Responsibilities

  • Identify clients for review with local/national units and management.
  • Act as a global liaison for audits and coordinate with stakeholders to ensure documentation is complete.
  • Compile audit documentation from telemetries, contracts and analyses to assist reviews.
  • Prepare and issue audit notification letters, questionnaires and reference materials; track responses.
  • Partner with compliance managers to highlight risks and exposures.
  • Administer external audits including diary management and travel organization.
  • Oversee the compliance team's shared inbox and file inquiries.
  • Support Customer Assurance Managers through all review phases and coordinate communications.
  • Analyze reports and prepare presentable documentation for the review.

Skills

Verbal and written communication
Analytical thinking
Stakeholder management
Multitasking
Client engagement
English proficiency

Education

Bachelor's degree (preferred)

Job description

London Stock Exchange Group (LSEG) is seeking a Senior Associate Compliance Analyst to support Customer Assurance Managers across the end-to-end review process, coordinating planning, execution and closure. You will gather audit materials, engage clients, manage stakeholder communications, and ensure timely documentation.

Strong English, organizational skills and attention to detail are essential. This role covers global audits across regions and offers opportunities to impact risk management

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