Fintech Regulatory Lead: SEC & AMLC Compliance

Dempsey Resource Management; Quezon City; On-site; PHP 900,000 - 1,900,000; Full time

Job summary

Dempsey Resource Management in the Philippines seeks a senior regulatory lawyer with a Juris Doctor and active bar to own SEC and AMLC regulatory relationships within a fintech/lending context. You will manage compliance work and liaise with regulators to ensure adherence to evolving rules.

The ideal candidate has 4–6 years post-bar experience, including at least 2 years in Philippine OLP institutions and fintech exposure. Strong English and cross-department coordination are essential.

Qualifications

• 4-6 years post-bar legal experience, with at least 2 years in qualified Philippine OLP institutions; fintech/lending industry experience mandatory.
• Proven independent liaison with SEC and AMLC; strong knowledge of RA 9474 and AMLC regulations.
• Proficient in written and spoken English; Filipino language skills are a plus.
• Familiar with external law firm management and cross-institutional legal project coordination.

Responsibilities

• Own SEC and AMLC regulatory relationships and compliance work for the organization.
• Lead external legal projects in a fast-paced fintech environment and coordinate cross-departmental efforts.

Skills

Regulatory liaison

Risk management

Cross-functional coordination

English proficiency

Independent judgment

Education

Juris Doctor (JD)

Active Bar

Job description

Dempsey Resource Management in the Philippines seeks a senior regulatory lawyer with a Juris Doctor and active bar to own SEC and AMLC regulatory relationships within a fintech/lending context. You will manage compliance work and liaise with regulators to ensure adherence to evolving rules.

The ideal candidate has 4–6 years post-bar experience, including at least 2 years in Philippine OLP institutions and fintech exposure. Strong English and cross-department coordination are essential.